Cohen & Co Inc. (COHN)
Cohen & Company Inc. operates as a publicly traded investment management firm, primarily catering to both individual and institutional clients. A core offering involves the management of distinct, client-centric fixed income portfolios. Known previously as Institutional Financial Markets, Inc., the company also oversees various funds and collateralized debt obligations (CDOs) on behalf of its clientele. Its investment strategy spans the global fixed income and alternative investment landscapes. Within fixed income, its diverse holdings encompass a range of assets such as U.S. trust preferred securities, European hybrid capital securities, commercial real estate debt in Asia, mortgage-backed securities (MBS), and asset-backed securities (ABS). Established in 1999, Cohen & Company Inc. is headquartered in Philadelphia, Pennsylvania. Beyond its primary base, it maintains a significant presence with additional offices located in major financial centers including New York City, Boca Raton, Florida, Chicago, Illinois, Bethesda, Maryland, Boston, Massachusetts, Paris, France, and London, United Kingdom.
Sector: Security Brokers, Dealers & Flotation Companies
Industry: Financial - Capital Markets
Cohen & Company Inc.
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
based on 3.23M shares outstanding
Cohen & Company Inc. is a publicly owned investment manager.
The firm primarily provides its services to individuals and institutions.
It manages separate client-focused fixed income portfolios. Institutional Financial Markets, Inc. also manages funds and collateralized debt obligations for its clients.
It invests in the fixed income and alternative investment markets across the globe.
The firm's fixed income investments include U.S. trust preferred securities, European hybrid capital securities, Asian commercial real estate debt, mortgage backed securities, and asset backed securities.
The firm was formerly known as Institutional Financial Markets, Inc. Cohen & Company Inc. was founded in 1999 and is based in Philadelphia, Pennsylvania with additional offices in New York City; Boca Raton, Florida; Chicago, Illinois; Bethesda, Maryland; Boston, Massachusetts; Paris, France; and London, United Kingdom.
Leadership
Christopher Ricciardi
Manager
Daniel G. Cohen
President and Chief Executive, European Business
G. Steven Dawson
Private Investor
Jack Haraburda
Managing Partner
Employees
117
Country
US
Sector
Financial Services
Website
cohenandcompany.com
| Insider | Title | Type | Shares | Value | Date |
|---|---|---|---|---|---|
| EVP, CFO and Treasurer | Sale | 1.5K | $17.3K | Aug 6, 2026 | |
| EVP, CFO and Treasurer | Sale | 7.3K | $85.7K | Aug 5, 2026 | |
| Executive Chairman | Withholding/Transfer | 17.6K | -- | Jul 17, 2026 | |
| Executive Chairman | Withholding/Transfer | 8.0K | -- | Apr 23, 2026 | |
| EVP, CFO and Treasurer | Sale | 705 | $11.0K | Mar 20, 2026 | |
| EVP, CFO and Treasurer | Sale | 6.1K | $104.8K | Mar 19, 2026 |
| Name | Shares | % | Source |
|---|---|---|---|
Daniel G. Cohen · superseded by Form 4· filed Dec 2025 | 4.4M | 70.0% as filed | 13D |
Lester R. Brafman · may incl. warrants· filed Dec 2025 | 315.7K | 9.8% | 13D |
COHEN DANIEL G Executive Chairman, Director, 10% Owner | 107.2K | 3.3% | FORM 4 |
Pooler Joseph W. Jr. EVP, CFO and Treasurer | 60.3K | 1.9% | FORM 4 |
BlackRock, Inc. | 31.3K | 1.0% | 13F |
VANGUARD CAPITAL MANAGEMENT LLC | 29.5K | 0.9% | 13F |
Listman Douglas Chief Accounting Officer | 28.9K | 0.9% | FORM 4 |
TWO SIGMA INVESTMENTS, LP | 26.5K | 0.8% | 13F |
DiMaio Jack J. Jr. Director | 23.2K | 0.7% | FORM 4 |
DiMaio Jack Director | 20.9K | 0.6% | FORM 4 |
Insiders
- Pooler Joseph W. Jr.EVP, CFO and Treasurer
- COHEN DANIEL GExecutive Chairman
- Brafman Lester RaymondChief Executive Officer
- Listman DouglasChief Accounting Officer
- Liberto Diana LouiseDirector
- DiMaio Jack J. Jr.Director
- DAWSON G STEVENDirector
- Haraburda JackDirector
- DiMaio JackDirector
based on 3.23M shares outstanding
30d Avg
8.35K
60d Avg
16.02K
90d Avg
17.73K