Heritage Global Inc. (HGBL) Insider Trading
Directors, officers and holders of more than 10% of HGBL report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 51 transactions on file: 5 with code P, 25 with code S and 20 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Nov 2, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 2,500 | $1.23 | $3,075 |
| Oct 1, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 2,500 | $1.27 | $3,175 |
| Sep 25, 2026 | DOVE ROSS | CEO | S Sale | 300,000 | $1.33 | $399,000 |
| Sep 25, 2026 | Burnham William L | Director | P Purchase | 300,000 | $1.33 | $399,000 |
| Sep 1, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 2,500 | $1.27 | $3,175 |
| Aug 20, 2026 | COBB BRIAN J. | CFO | P Purchase | 20,000 | $1.10 | $22,000 |
| Aug 17, 2026 | Hounsell Bruce Kenneth | President, Heritage DebtX LLC | P Purchase | 10,000 | $1.14 | $11,395 |
| Aug 17, 2026 | Dove Nicholas Kirk | President, Industrial Assets | P Purchase | 60,000 | $1.10 | $65,940 |
| May 21, 2026 | Dove Nicholas Kirk | President, Industrial Assets | P Purchase | 26,000 | $1.22 | $31,590 |
| May 14, 2026 | Ludwig Thomas Van | President, NLEX | M Exercise | 31,875 | $0.7000 | $22,313 |
| May 14, 2026 | Ludwig Thomas Van | President, NLEX | M Exercise | 31,875 | Not measured | Not measured |
| May 14, 2026 | Ludwig Thomas Van | President, NLEX | F Tax Payment | 23,919 | $1.22 | $29,181 |
| May 1, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.33 | $4,966 |
| Apr 1, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.35 | $5,041 |
| Mar 5, 2026 | Burnham William L | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 5, 2026 | Sharpe Kelly S | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 5, 2026 | SHIMER SAMUEL L | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 5, 2026 | Hexner Michael | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 5, 2026 | Sinsley Barbara A | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 2, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.30 | $4,854 |
| Feb 2, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.37 | $5,116 |
| Jan 2, 2026 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.23 | $4,593 |
| Dec 1, 2025 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.31 | $4,892 |
| Nov 3, 2025 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 3,734 | $1.43 | $5,340 |
| Oct 1, 2025 | Sklar James Edward | EVP, Gen Counsel & Secretary | S Sale | 7,468 | $1.63 | $12,173 |
| Mar 25, 2025 | COBB BRIAN J. | CFO | F Tax Payment | 6,408 | $2.11 | $13,521 |
| Mar 25, 2025 | Sklar James Edward | EVP, Gen Counsel & Secretary | F Tax Payment | 4,727 | $2.11 | $9,974 |
| Mar 25, 2025 | DOVE ROSS | CEO | F Tax Payment | 25,094 | $2.11 | $52,948 |
| Mar 11, 2025 | Ludwig David Van | President of subsidiary | S Sale | 7,000 | $1.97 | $13,790 |
| Mar 6, 2025 | COBB BRIAN J. | CFO | A Award | 11,848 | Not measured | Not measured |
| Mar 6, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.07 | $20,700 |
| Mar 6, 2025 | SHIMER SAMUEL L | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 6, 2025 | Sharpe Kelly S | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 6, 2025 | Hexner Michael | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 6, 2025 | Burnham William L | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 6, 2025 | Sinsley Barbara A | Director | A Award | 20,000 | Not measured | Not measured |
| Mar 6, 2025 | Sklar James Edward | EVP, Gen Counsel & Secretary | A Award | 11,848 | Not measured | Not measured |
| Mar 6, 2025 | DOVE ROSS | CEO | A Award | 44,355 | Not measured | Not measured |
| Mar 4, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.05 | $20,500 |
| Feb 26, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.02 | $20,200 |
| Feb 19, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.24 | $22,400 |
| Feb 12, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.24 | $22,400 |
| Jan 29, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.13 | $21,300 |
| Jan 15, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $2.07 | $20,700 |
| Jan 8, 2025 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $1.99 | $19,900 |
| Jan 1, 2025 | COBB BRIAN J. | CFO | A Award | 125,000 | Not measured | Not measured |
| Dec 18, 2024 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $1.75 | $17,500 |
| Dec 5, 2024 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $1.76 | $17,600 |
| Dec 3, 2024 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $1.77 | $17,700 |
| Nov 21, 2024 | Ludwig David Van | President of subsidiary | S Sale | 10,000 | $1.63 | $16,300 |
The full Form 4 history is on the HGBL company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.