Bakkt, Inc. (BKKT) Insider Trading
Directors, officers and holders of more than 10% of BKKT report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 114 transactions on file: 5 with code P, 19 with code S and 26 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 30, 2026 | Baes Nicholas | Chief Operating Officer | A Award | 30,000 | Not measured | Not measured |
| Sep 30, 2026 | Naheta Akshay Sudhir | Chief Executive Officer | A Award | 243,454 | Not measured | Not measured |
| Sep 30, 2026 | D'Annunzio Marc | General Counsel & Secretary | A Award | 45,000 | Not measured | Not measured |
| Sep 30, 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | A Award | 20,000 | Not measured | Not measured |
| Sep 23, 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | S Sale | 282 | $8.61 | $2,428 |
| Sep 23, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 1,272 | $8.61 | $10,952 |
| Sep 23, 2026 | Baes Nicholas | Chief Operating Officer | S Sale | 1,272 | $8.61 | $10,952 |
| Aug 18, 2026 | ALFRED MICHAEL | Director | P Purchase | 296,567 | $7.12 | $2,111,557 |
| Jul 15, 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | S Sale | 94 | $8.33 | $783 |
| Jul 15, 2026 | Alexander Karen | Chief Financial Officer | S Sale | 657 | $8.44 | $5,545 |
| Jul 15, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 539 | $8.44 | $4,549 |
| Jun 26, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 1,357 | $7.71 | $10,462 |
| Jun 25, 2026 | Alexander Karen | Chief Financial Officer | S Sale | 1,907 | $7.93 | $15,123 |
| Jun 25, 2026 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | S Sale | 349 | $7.93 | $2,768 |
| Jun 25, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 1,562 | $7.93 | $12,387 |
| Jun 25, 2026 | Baes Nicholas | Chief Operating Officer | S Sale | 1,562 | $7.93 | $12,387 |
| Jun 10, 2026 | ALFRED MICHAEL | Director | P Purchase | 100,000 | $7.83 | $783,000 |
| Jun 9, 2026 | ALFRED MICHAEL | Director | P Purchase | 180,000 | $7.71 | $1,387,800 |
| May 18, 2026 | ALFRED MICHAEL | Director | P Purchase | 220,000 | $8.20 | $1,804,000 |
| May 15, 2026 | D'Annunzio Marc | General Counsel & Secretary | M Exercise | 1,677 | $10.00 | $16,770 |
| May 15, 2026 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 33,557 | Not measured | Not measured |
| May 15, 2026 | D'Annunzio Marc | General Counsel & Secretary | M Exercise | 1,677 | Not measured | Not measured |
| May 15, 2026 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 33,557 | $10.00 | $335,570 |
| May 15, 2026 | Alexander Karen | Chief Financial Officer | M Exercise | 335 | $10.00 | $3,350 |
| May 15, 2026 | Baes Nicholas | Chief Operating Officer | M Exercise | 671 | Not measured | Not measured |
| May 15, 2026 | ALFRED MICHAEL | Director | P Purchase | 365,000 | $8.34 | $3,044,100 |
| May 15, 2026 | Baes Nicholas | Chief Operating Officer | M Exercise | 671 | $10.00 | $6,710 |
| May 15, 2026 | Alexander Karen | Chief Financial Officer | M Exercise | 335 | Not measured | Not measured |
| Apr 30, 2026 | Naheta Akshay Sudhir | Chief Executive Officer | A Award | 7,927,831 | Not measured | Not measured |
| Apr 28, 2026 | Alexander Karen | Chief Financial Officer | S Sale | 4,684 | $9.13 | $42,765 |
| Apr 28, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 3,991 | $8.60 | $34,323 |
| Apr 28, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 3,789 | $9.13 | $34,594 |
| Apr 28, 2026 | Baes Nicholas | Chief Operating Officer | S Sale | 2,352 | $9.13 | $21,474 |
| Apr 6, 2026 | Baes Nicholas | Chief Operating Officer | S Sale | 711 | $7.56 | $5,375 |
| Feb 24, 2026 | D'Annunzio Marc | General Counsel & Secretary | S Sale | 785 | $10.09 | $7,924 |
| Dec 19, 2025 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | S Sale | 2,461 | $10.01 | $24,635 |
| Dec 3, 2025 | Intercontinental Exchange, Inc. | 10% Owner | C Conversion | 465,890 | Not measured | Not measured |
| Dec 3, 2025 | Intercontinental Exchange, Inc. | 10% Owner | C Conversion | 465,890 | Not measured | Not measured |
| Nov 19, 2025 | ALFRED MICHAEL | Director | A Award | 9,000 | Not measured | Not measured |
| Nov 14, 2025 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 803,861 | Not measured | Not measured |
| Nov 14, 2025 | Alexander Karen | Chief Financial Officer | F Tax Payment | 121 | $21.61 | $2,615 |
| Nov 14, 2025 | Baes Nicholas | Chief Operating Officer | F Tax Payment | 198 | $21.61 | $4,279 |
| Nov 14, 2025 | D'Annunzio Marc | General Counsel & Secretary | F Tax Payment | 495 | $21.61 | $10,697 |
| Nov 14, 2025 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 803,861 | Not measured | Not measured |
| Nov 12, 2025 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 33,557 | $10.00 | $335,570 |
| Nov 12, 2025 | Baes Nicholas | Chief Operating Officer | M Exercise | 671 | $10.00 | $6,710 |
| Nov 12, 2025 | Alexander Karen | Chief Financial Officer | M Exercise | 335 | $10.00 | $3,350 |
| Nov 12, 2025 | D'Annunzio Marc | General Counsel & Secretary | M Exercise | 1,677 | $10.00 | $16,770 |
| Nov 12, 2025 | Henderson Joseph Sean-Walsh | Chief Accounting Officer | S Sale | 169 | $21.50 | $3,634 |
| Nov 12, 2025 | Naheta Akshay Sudhir | Chief Executive Officer | M Exercise | 33,557 | Not measured | Not measured |
The full Form 4 history is on the BKKT company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.