Ellington Financial Inc. (EFC)
Ellington Financial Inc. (EFC) Insider Trading
Directors, officers and holders of more than 10% of EFC report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 30 most recent of 30 transactions on file: 1 with code P, 2 with code S and 27 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 9, 2026 | Dannhauser Stephen J | Director | A Award | 10,181 | Not measured | Not measured |
| Sep 9, 2026 | Resendez Edward | Director | A Award | 10,181 | Not measured | Not measured |
| Sep 9, 2026 | Mumford Lisa | Director | A Award | 10,181 | Not measured | Not measured |
| Sep 9, 2026 | SIMON RONALD I | Director | A Award | 10,181 | Not measured | Not measured |
| Aug 5, 2026 | Vranos Michael W | Co-Chief Investment Officer | J Other | 6,794 | Not measured | Not measured |
| May 11, 2026 | Vranos Michael W | Co-Chief Investment Officer | J Other | 161,934 | Not measured | Not measured |
| Dec 31, 2025 | Mumford Lisa | Director | M Exercise | 7,657 | Not measured | Not measured |
| Dec 31, 2025 | Mumford Lisa | Director | A Award | 7,657 | Not measured | Not measured |
| Dec 17, 2025 | Smernoff Chris | Chief Accounting Officer | A Award | 18,209 | Not measured | Not measured |
| Dec 17, 2025 | Herlihy John | Chief Financial Officer | A Award | 36,417 | Not measured | Not measured |
| Sep 11, 2025 | SIMON RONALD I | Director | P Purchase | 5,544 | $13.56 | $75,176 |
| Sep 10, 2025 | Dannhauser Stephen J | Director | A Award | 9,198 | Not measured | Not measured |
| Sep 10, 2025 | SIMON RONALD I | Director | A Award | 9,198 | Not measured | Not measured |
| Sep 10, 2025 | Mumford Lisa | Director | A Award | 9,198 | Not measured | Not measured |
| Sep 10, 2025 | Resendez Edward | Director | A Award | 9,198 | Not measured | Not measured |
| May 20, 2025 | Vranos Michael W | Co-Chief Investment Officer | J Other | 33,877 | Not measured | Not measured |
| Dec 27, 2024 | SIMON RONALD I | Director | J Other | 8,378 | Not measured | Not measured |
| Dec 27, 2024 | SIMON RONALD I | Director | A Award | 8,378 | Not measured | Not measured |
| Dec 27, 2024 | Mumford Lisa | Director | A Award | 8,378 | Not measured | Not measured |
| Dec 27, 2024 | Mumford Lisa | Director | J Other | 8,378 | Not measured | Not measured |
| Dec 20, 2024 | Smernoff Chris | Chief Accounting Officer | A Award | 14,992 | Not measured | Not measured |
| Dec 20, 2024 | Herlihy John | Chief Financial Officer | A Award | 26,945 | Not measured | Not measured |
| Oct 15, 2024 | Vranos Michael W | Co-Chief Investment Officer | S Sale | 14,361 | $12.58 | $180,647 |
| Oct 14, 2024 | Vranos Michael W | Co-Chief Investment Officer | S Sale | 14,000 | $12.48 | $174,706 |
| Sep 13, 2024 | SIMON RONALD I | Director | M Exercise | 7,657 | Not measured | Not measured |
| Sep 13, 2024 | SIMON RONALD I | Director | M Exercise | 7,657 | Not measured | Not measured |
| Sep 11, 2024 | Mumford Lisa | Director | A Award | 8,378 | Not measured | Not measured |
| Sep 11, 2024 | Resendez Edward | Director | A Award | 8,378 | Not measured | Not measured |
| Sep 11, 2024 | SIMON RONALD I | Director | A Award | 8,378 | Not measured | Not measured |
| Sep 11, 2024 | Dannhauser Stephen J | Director | A Award | 8,378 | Not measured | Not measured |
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.