Frank C. Herringer

CIK: 0001171694

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)2 (10.5%)

Position reduction

Option Exercises (M)2 (10.5%)

Derivative conversions

Awards (A)15 (78.9%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

SCHW

SCHWAB CHARLES CORP

Director

Discretionary Trading P&L

Holdings

Transaction History (19 total)

SCHW
SCHWAB CHARLES CORP
Oct 1, 2026
Award(A)
Restricted Stock Units
Direct
445 shares-
SCHW
SCHWAB CHARLES CORP
Jul 1, 2026
Award(A)
Restricted Stock Units
Direct
457 shares-
SCHW
SCHWAB CHARLES CORP
May 26, 2026
Award(A)
Direct
1.6K shares-
SCHW
SCHWAB CHARLES CORP
Apr 28, 2026
Exercise(M)
Direct
7.9K shares at avg. $28.96$228K
SCHW
SCHWAB CHARLES CORP
Apr 28, 2026
Sale(S)
Indirect
2.5K shares at avg. $90.60$228K
SCHW
SCHWAB CHARLES CORP
Apr 1, 2026
Award(A)
Restricted Stock Units
Direct
474 shares-
SCHW
SCHWAB CHARLES CORP
Jan 2, 2026
Award(A)
Restricted Stock Units
Direct
431 shares-
SCHW
SCHWAB CHARLES CORP
Oct 1, 2025
Award(A)
Restricted Stock Units
Direct
224 shares-
SCHW
SCHWAB CHARLES CORP
Oct 1, 2025
Award(A)
Nonqualified Stock Option (right to buy)
Direct
921 shares-
SCHW
SCHWAB CHARLES CORP
Jul 1, 2025
Award(A)
Restricted Stock Units
Direct
227 shares-
SCHW
SCHWAB CHARLES CORP
Jul 1, 2025
Award(A)
Nonqualified Stock Option (right to buy)
Direct
909 shares-
SCHW
SCHWAB CHARLES CORP
May 27, 2025
Award(A)
Direct
1.5K shares-
SCHW
SCHWAB CHARLES CORP
Apr 21, 2025
Sale(S)
Indirect
3.6K shares at avg. $74.26$267K
SCHW
SCHWAB CHARLES CORP
Apr 21, 2025
Exercise(M)
Direct
8.5K shares at avg. $31.21$267K
SCHW
SCHWAB CHARLES CORP
Apr 1, 2025
Award(A)
Restricted Stock Units
Direct
266 shares-
SCHW
SCHWAB CHARLES CORP
Apr 1, 2025
Award(A)
Nonqualified Stock Option (right to buy)
Direct
1.1K shares-
SCHW
SCHWAB CHARLES CORP
Jan 2, 2025
Award(A)
Restricted Stock Units
Direct
280 shares-
SCHW
SCHWAB CHARLES CORP
Jan 2, 2025
Award(A)
Nonqualified Stock Option (right to buy)
Direct
1.1K shares-
SCHW
SCHWAB CHARLES CORP
Oct 1, 2024
Award(A)
Nonqualified Stock Option (right to buy)
Direct
2.6K shares-

		Type	Shares	Price		Ownership
Oct 1, 2026	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	445	-	-	Direct
Jul 1, 2026	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	457	-	-	Direct
May 26, 2026	SCHW SCHWAB CHARLES CORP	Award(A)	1,602	-	$0	Direct
Apr 28, 2026	SCHW SCHWAB CHARLES CORP	Exercise(M)	7,866	$28.96	$227,799	Direct
Apr 28, 2026	SCHW SCHWAB CHARLES CORP	Sale(S)	2,520	$90.60	$228,314	Indirect
Apr 1, 2026	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	474	-	-	Direct
Jan 2, 2026	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	431	-	-	Direct
Oct 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	224	-	-	Direct
Oct 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Nonqualified Stock Option (right to buy)	921	-	-	Direct
Jul 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	227	-	-	Direct
Jul 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Nonqualified Stock Option (right to buy)	909	-	-	Direct
May 27, 2025	SCHW SCHWAB CHARLES CORP	Award(A)	1,462	-	-	Direct
Apr 21, 2025	SCHW SCHWAB CHARLES CORP	Sale(S)	3,592	$74.26	$266,731	Indirect
Apr 21, 2025	SCHW SCHWAB CHARLES CORP	Exercise(M)	8,548	$31.21	$266,783	Direct
Apr 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	266	-	-	Direct
Apr 1, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Nonqualified Stock Option (right to buy)	1,078	-	-	Direct
Jan 2, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Restricted Stock Units	280	-	-	Direct
Jan 2, 2025	SCHW SCHWAB CHARLES CORP	Award(A) Nonqualified Stock Option (right to buy)	1,132	-	-	Direct
Oct 1, 2024	SCHW SCHWAB CHARLES CORP	Award(A) Nonqualified Stock Option (right to buy)	2,621	-	-	Direct

1-19 of 19 transactions

About HERRINGER FRANK C

HERRINGER FRANK C (SEC CIK 0001171694) files insider reports with the SEC as Director of SCHWAB CHARLES CORP (SCHW).

Signal8 holds 13 ownership filings by HERRINGER FRANK C, all Form 4s, filed between Oct 3, 2024 and Oct 5, 2026. Those filings report 19 transactions, from Oct 1, 2024 to Oct 1, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on HERRINGER FRANK C's filings is in WESTLAKE, TX.

Recent filings by HERRINGER FRANK C

Oct 1, 2026: Grant or award of SCHW derivative securities (Form 4, code A).
Jul 1, 2026: Grant or award of SCHW derivative securities (Form 4, code A).
May 26, 2026: Grant or award of SCHW shares (Form 4, code A).
Apr 28, 2026: Option exercise of SCHW shares (Form 4, code M).
Apr 28, 2026: Open-market sale of SCHW shares (Form 4, code S).

Other insiders filing for SCHWAB CHARLES CORP (SCHW)

Hathi Neesha, MD, Head Wealth Adv, Bnk, Tst
Schwab Charles R., Co-Chairman
Ruffel Charles A., Director
Ellis Stephen A, Director
Brown Marianne Catherine, Director
Bettinger Walter W, Co-Chairman

How to read Form 4 transaction codes