Roger C. Hochschild

CIK: 0001183833

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)14 (100.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

PFG

PRINCIPAL FINANCIAL GROUP INC

Director

Discretionary Trading P&L

Holdings

Transaction History (14 total)

PFG
PRINCIPAL FINANCIAL GROUP INC
Sep 25, 2026
Award(A)
Direct
285 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Jun 26, 2026
Award(A)
Direct
294 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Jun 5, 2026
Award(A)
Phantom Stock Units
Direct
689 shares at avg. $105.22-
PFG
PRINCIPAL FINANCIAL GROUP INC
May 19, 2026
Award(A)
Direct
2.2K shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Dec 19, 2025
Award(A)
Direct
340 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Dec 5, 2025
Award(A)
Phantom Stock Units
Direct
828 shares at avg. $87.52-
PFG
PRINCIPAL FINANCIAL GROUP INC
Sep 26, 2025
Award(A)
Direct
358 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Jun 27, 2025
Award(A)
Direct
361 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Jun 6, 2025
Award(A)
Phantom Stock Units
Direct
909 shares at avg. $76.97-
PFG
PRINCIPAL FINANCIAL GROUP INC
May 20, 2025
Award(A)
Direct
2.5K shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Mar 28, 2025
Award(A)
Direct
314 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Dec 18, 2024
Award(A)
Direct
336 shares-
PFG
PRINCIPAL FINANCIAL GROUP INC
Dec 6, 2024
Award(A)
Phantom Stock Units
Direct
829 shares at avg. $84.40-
PFG
PRINCIPAL FINANCIAL GROUP INC
Sep 27, 2024
Award(A)
Direct
286 shares-

		Type	Shares	Price		Ownership
Sep 25, 2026	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	285	-	$0	Direct
Jun 26, 2026	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	294	-	$0	Direct
Jun 5, 2026	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A) Phantom Stock Units	689	$105.22	-	Direct
May 19, 2026	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	2,175	-	$0	Direct
Dec 19, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	340	-	-	Direct
Dec 5, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A) Phantom Stock Units	828	$87.52	-	Direct
Sep 26, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	358	-	-	Direct
Jun 27, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	361	-	-	Direct
Jun 6, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A) Phantom Stock Units	909	$76.97	-	Direct
May 20, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	2,484	-	-	Direct
Mar 28, 2025	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	314	-	-	Direct
Dec 18, 2024	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	336	-	$0	Direct
Dec 6, 2024	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A) Phantom Stock Units	829	$84.40	-	Direct
Sep 27, 2024	PFG PRINCIPAL FINANCIAL GROUP INC	Award(A)	286	-	$0	Direct

1-14 of 14 transactions

About HOCHSCHILD ROGER C

HOCHSCHILD ROGER C (SEC CIK 0001183833) files insider reports with the SEC as Director of PRINCIPAL FINANCIAL GROUP INC (PFG).

Signal8 holds 14 ownership filings by HOCHSCHILD ROGER C, all Form 4s, filed between Oct 1, 2024 and Sep 29, 2026. Those filings report 14 transactions, from Sep 27, 2024 to Sep 25, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on HOCHSCHILD ROGER C's filings is in DES MOINES, IA.

Recent filings by HOCHSCHILD ROGER C

Sep 25, 2026: Grant or award of PFG shares (Form 4, code A).
Jun 26, 2026: Grant or award of PFG shares (Form 4, code A).
Jun 5, 2026: Grant or award of PFG derivative securities (Form 4, code A).
May 19, 2026: Grant or award of PFG shares (Form 4, code A).
Dec 19, 2025: Grant or award of PFG shares (Form 4, code A).

Other insiders filing for PRINCIPAL FINANCIAL GROUP INC (PFG)

Auerbach Jonathan, Director
Beams Mary E., Director
Muruzabal Claudio, Director
Nordin Diane C, Director
Pickerell Blair, Director
Richer Clare Stack, Director

How to read Form 4 transaction codes