Richard B. Black

CIK: 0001199697

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)5 (50.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)2 (20.0%)

Compensation grants

Other (G, F, J, C, D, …)3 (30.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

AAOI

APPLIED OPTOELECTRONICS, INC.

Director

Discretionary Trading P&L

Holdings

Transaction History (10 total)

AAOI
APPLIED OPTOELECTRONICS, INC.
Sep 15, 2026
Gift(G)
Indirect
2.2K shares-
AAOI
APPLIED OPTOELECTRONICS, INC.
Jun 9, 2026
Award(A)
Direct
1.2K shares-
AAOI
APPLIED OPTOELECTRONICS, INC.
Mar 5, 2026
Sale(S)
Indirect
3.2K shares at avg. $95.00$307K
AAOI
APPLIED OPTOELECTRONICS, INC.
Nov 26, 2025
Gift(G)
Indirect
600 shares-
AAOI
APPLIED OPTOELECTRONICS, INC.
Aug 22, 2025
Gift(G)
Indirect
1.9K shares-
AAOI
APPLIED OPTOELECTRONICS, INC.
Jun 13, 2025
Award(A)
Direct
12.3K shares-
AAOI
APPLIED OPTOELECTRONICS, INC.
Jan 15, 2025
Sale(S)
Indirect
10K shares at avg. $29.00$290K
AAOI
APPLIED OPTOELECTRONICS, INC.
Dec 16, 2024
Sale(S)
Indirect
10K shares at avg. $35.27$353K
AAOI
APPLIED OPTOELECTRONICS, INC.
Nov 26, 2024
Sale(S)
Indirect
8.2K shares at avg. $37.18$303K
AAOI
APPLIED OPTOELECTRONICS, INC.
Nov 15, 2024
Sale(S)
Indirect
10K shares at avg. $27.52$275K

		Type	Shares	Price		Ownership
Sep 15, 2026	AAOI APPLIED OPTOELECTRONICS, INC.	Gift(G)	2,200	-	$0	Indirect
Jun 9, 2026	AAOI APPLIED OPTOELECTRONICS, INC.	Award(A)	1,166	-	$0	Direct
Mar 5, 2026	AAOI APPLIED OPTOELECTRONICS, INC.	Sale(S)	3,231	$95.00	$306,945	Indirect
Nov 26, 2025	AAOI APPLIED OPTOELECTRONICS, INC.	Gift(G)	600	-	-	Indirect
Aug 22, 2025	AAOI APPLIED OPTOELECTRONICS, INC.	Gift(G)	1,900	-	$0	Indirect
Jun 13, 2025	AAOI APPLIED OPTOELECTRONICS, INC.	Award(A)	12,281	-	-	Direct
Jan 15, 2025	AAOI APPLIED OPTOELECTRONICS, INC.	Sale(S)	10,000	$29.00	$289,951	Indirect
Dec 16, 2024	AAOI APPLIED OPTOELECTRONICS, INC.	Sale(S)	10,000	$35.27	$352,672	Indirect
Nov 26, 2024	AAOI APPLIED OPTOELECTRONICS, INC.	Sale(S)	8,162	$37.18	$303,430	Indirect
Nov 15, 2024	AAOI APPLIED OPTOELECTRONICS, INC.	Sale(S)	10,000	$27.52	$275,240	Indirect

1-10 of 10 transactions

About BLACK RICHARD B

BLACK RICHARD B (SEC CIK 0001199697) files insider reports with the SEC as Director of APPLIED OPTOELECTRONICS, INC. (AAOI).

Signal8 holds 10 ownership filings by BLACK RICHARD B, all Form 4s, filed between Nov 18, 2024 and Sep 17, 2026. Those filings report 10 transactions, from Nov 15, 2024 to Sep 15, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on BLACK RICHARD B's filings is in SUGAR LAND, TX.

Recent filings by BLACK RICHARD B

Sep 15, 2026: Gift of AAOI shares (Form 4, code G).
Jun 9, 2026: Grant or award of AAOI shares (Form 4, code A).
Mar 5, 2026: Open-market sale of AAOI shares (Form 4, code S).
Nov 26, 2025: Gift of AAOI shares (Form 4, code G).
Aug 22, 2025: Gift of AAOI shares (Form 4, code G).

Other insiders filing for APPLIED OPTOELECTRONICS, INC. (AAOI)

Murry Stefan J., Chief Financial Officer
Chang Hung-Lun (Fred)
Lin Chih-Hsiang (Thompson), President and CEO
Kuo David C
Yeh Shu-Hua (Joshua)
Yeh William H, Director

How to read Form 4 transaction codes