CONN JAMES P
SEC insider (Form 3/4/5 filer). CIK 0001216778. Director at GABELLI DIVIDEND & INCOME TRUST (GDV) and 1 other issuer. 3 reported Form 4/5 transactions since Sep 2024; latest on Jan 27, 2026.
Companies CONN JAMES P has filed insider reports for
- GABELLI DIVIDEND & INCOME TRUST (GDV): Director
- GABELLI UTILITY TRUST (GUT.RT): Director
CONN JAMES P
CIK: 0001216778
Transaction Breakdown
Open Market Buys (P)1 (33.3%)
High conviction signal
Open Market Sales (S)1 (33.3%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)0 (0.0%)
Compensation grants
Other (G, F, J, C, D, …)1 (33.3%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (3 total)
- Jan 27, 2026GDV
GABELLI DIVIDEND & INCOME TRUST
PurchaseDirect1K shares at avg. $28.73$29K - Oct 25, 2024GUT
GABELLI UTILITY TRUST
OtherDirect200 shares at avg. $5.00$1K - Oct 16, 2024GUT.RT
GABELLI UTILITY TRUST
SaleDirectSubscription Rights for Common Shares
310 shares at avg. $0.02-
1-3 of 3 transactions