R. Jay Gerken

CIK: 0001240501

Transaction Breakdown

Open Market Buys (P)1 (5.6%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)16 (88.9%)

Compensation grants

Other (G, F, J, C, D, …)1 (5.6%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (4)

N/A

AB Multi-Manager Alternative Fund

AFB

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Director

ASB

ASSOCIATED BANC-CORP

Director

AWF

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

Director

Discretionary Trading P&L

Holdings

Transaction History (18 total)

No ticker
AB Multi-Manager Alternative Fund
Jun 23, 2026
Other(J)
Direct
11.3K shares at avg. $12.24$138K
AFB
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
May 22, 2026
Purchase(P)
Direct
2.5K shares at avg. $10.96$27K
ASB
ASSOCIATED BANC-CORP
Mar 16, 2026
Award(A)
Direct
340 shares at avg. $24.59$8K
ASB
ASSOCIATED BANC-CORP
Mar 16, 2026
Award(A)
Direct
44 shares at avg. $24.59$1K
ASB
ASSOCIATED BANC-CORP
Feb 1, 2026
Award(A)
Direct
4.6K shares at avg. $27.26$125K
ASB
ASSOCIATED BANC-CORP
Dec 15, 2025
Award(A)
Direct
307 shares at avg. $26.94$8K
ASB
ASSOCIATED BANC-CORP
Dec 15, 2025
Award(A)
Direct
45 shares at avg. $26.94$1K
ASB
ASSOCIATED BANC-CORP
Sep 15, 2025
Award(A)
Direct
45 shares at avg. $25.92$1K
ASB
ASSOCIATED BANC-CORP
Sep 15, 2025
Award(A)
Direct
303 shares at avg. $25.92$8K
ASB
ASSOCIATED BANC-CORP
Jun 16, 2025
Award(A)
Direct
50 shares at avg. $22.96$1K
ASB
ASSOCIATED BANC-CORP
Jun 16, 2025
Award(A)
Direct
340 shares at avg. $22.96$8K
ASB
ASSOCIATED BANC-CORP
Mar 17, 2025
Award(A)
Direct
51 shares at avg. $22.22$1K
ASB
ASSOCIATED BANC-CORP
Mar 17, 2025
Award(A)
Direct
348 shares at avg. $22.22$8K
ASB
ASSOCIATED BANC-CORP
Feb 1, 2025
Award(A)
Direct
5K shares at avg. $25.14$125K
ASB
ASSOCIATED BANC-CORP
Dec 16, 2024
Award(A)
Direct
55 shares at avg. $25.72$1K
ASB
ASSOCIATED BANC-CORP
Dec 16, 2024
Award(A)
Direct
298 shares at avg. $25.72$8K
ASB
ASSOCIATED BANC-CORP
Sep 16, 2024
Award(A)
Direct
63 shares at avg. $21.36$1K
ASB
ASSOCIATED BANC-CORP
Sep 16, 2024
Award(A)
Direct
339 shares at avg. $21.36$7K

		Type	Shares	Price		Ownership
Jun 23, 2026	No ticker AB Multi-Manager Alternative Fund	Other(J)	11,276	$12.24	$138,023	Direct
May 22, 2026	AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND	Purchase(P)	2,500	$10.96	$27,388	Direct
Mar 16, 2026	ASB ASSOCIATED BANC-CORP	Award(A)	340	$24.59	$8,361	Direct
Mar 16, 2026	ASB ASSOCIATED BANC-CORP	Award(A)	44	$24.59	$1,082	Direct
Feb 1, 2026	ASB ASSOCIATED BANC-CORP	Award(A)	4,585	$27.26	$124,987	Direct
Dec 15, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	307	$26.94	$8,271	Direct
Dec 15, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	45	$26.94	$1,212	Direct
Sep 15, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	45	$25.92	$1,166	Direct
Sep 15, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	303	$25.92	$7,854	Direct
Jun 16, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	50	$22.96	$1,148	Direct
Jun 16, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	340	$22.96	$7,806	Direct
Mar 17, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	51	$22.22	$1,133	Direct
Mar 17, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	348	$22.22	$7,733	Direct
Feb 1, 2025	ASB ASSOCIATED BANC-CORP	Award(A)	4,972	$25.14	$124,996	Direct
Dec 16, 2024	ASB ASSOCIATED BANC-CORP	Award(A)	55	$25.72	$1,415	Direct
Dec 16, 2024	ASB ASSOCIATED BANC-CORP	Award(A)	298	$25.72	$7,665	Direct
Sep 16, 2024	ASB ASSOCIATED BANC-CORP	Award(A)	63	$21.36	$1,346	Direct
Sep 16, 2024	ASB ASSOCIATED BANC-CORP	Award(A)	339	$21.36	$7,241	Direct

1-18 of 18 transactions

About GERKEN R JAY

GERKEN R JAY (SEC CIK 0001240501) files insider reports with the SEC as AB Multi-Manager Alternative Fund, Director of ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (AFB) and Director of ASSOCIATED BANC-CORP (ASB). Signal8 also holds filings tied to 1 other company.

Signal8 holds 13 ownership filings by GERKEN R JAY (2 Form 3, 11 Form 4), filed between Sep 17, 2024 and Jun 25, 2026. Those filings report 18 transactions, from Sep 16, 2024 to Jun 23, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on GERKEN R JAY's filings is in NEW YORK, NY.

Recent filings by GERKEN R JAY

Jun 23, 2026: Other transaction of AB Multi-Manager Alternative Fund shares (Form 4, code J).
May 22, 2026: Open-market purchase of AFB shares (Form 4, code P).
Mar 16, 2026: Grants or awards of ASB shares (2 lines, Form 4, code A).
Feb 1, 2026: Grant or award of ASB shares (Form 4, code A).
Dec 15, 2025: Grants or awards of ASB shares (2 lines, Form 4, code A).

How to read Form 4 transaction codes