Barnes Randall C
SEC insider (Form 3/4/5 filer). CIK 0001298064. Director at GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) and 2 other issuers. 7 reported Form 4/5 transactions since Sep 2024; latest on Mar 12, 2026. Located in CHICAGO, IL.
Companies Barnes Randall C has filed insider reports for
- GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF): Director
- Guggenheim Active Allocation Fund (GUG): Director
- ADVENT CONVERTIBLE & INCOME FUND (AVK): Director
Barnes Randall C
CIK: 0001298064
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (7 total)
- Mar 12, 2026GOF
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
PurchaseDirect220 shares at avg. $11.39$3K - Mar 6, 2026GOF
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
PurchaseDirect4.2K shares at avg. $11.59$48K - Mar 6, 2026GUG
Guggenheim Active Allocation Fund
SaleDirect3K shares at avg. $15.85$48K - Nov 4, 2025GOF
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
PurchaseDirect380 shares at avg. $13.08$5K - Oct 30, 2025GOF
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
PurchaseDirect1.6K shares at avg. $13.02$21K - Oct 17, 2024AVK
ADVENT CONVERTIBLE & INCOME FUND
PurchaseDirect3.8K shares at avg. $11.28$43K - Oct 3, 2024GUG
Guggenheim Active Allocation Fund
SaleDirect500 shares at avg. $16.45$8K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Mar 12, 2026 |  GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Purchase | 220 | $11.39 | $2,506 | Direct |
| Mar 6, 2026 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Purchase | 4,180 | $11.59 | $48,446 | Direct |
| Mar 6, 2026 |  GUG Guggenheim Active Allocation Fund | Sale | 3,000 | $15.85 | $47,550 | Direct |
| Nov 4, 2025 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Purchase | 380 | $13.08 | $4,970 | Direct |
| Oct 30, 2025 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Purchase | 1,580 | $13.02 | $20,572 | Direct |
| Oct 17, 2024 |  AVK ADVENT CONVERTIBLE & INCOME FUND | Purchase | 3,785 | $11.28 | $42,695 | Direct |
| Oct 3, 2024 | GUG Guggenheim Active Allocation Fund | Sale | 500 | $16.45 | $8,225 | Direct |
1-7 of 7 transactions