Lloyd M. Yates

CIK: 0001311411

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)3 (10.3%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)14 (48.3%)

Compensation grants

Other (G, F, J, C, D, …)12 (41.4%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

MRSH

MARSH & MCLENNAN COMPANIES, INC.

Director

NISOURCE INC.

DirectorOfficer

Discretionary Trading P&L

Holdings

Transaction History (29 total)

MRSH
MARSH & MCLENNAN COMPANIES, INC.
Aug 15, 2026
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
224 shares at avg. $188.44-
MRSH
MARSH & MCLENNAN COMPANIES, INC.
Aug 14, 2026
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
65 shares at avg. $189.15-
MRSH
MARSH & MCLENNAN COMPANIES, INC.
Jul 23, 2026
Sale(S)
Direct
12K shares at avg. $175.65$2.1M
MRSH
MARSH & MCLENNAN COMPANIES, INC.
Jun 1, 2026
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
1.3K shares at avg. $159.28-
NI
NISOURCE INC.
May 21, 2026
Sale(S)
Direct
19.9K shares at avg. $47.73$950K
MRSH
MARSH & MCLENNAN COMPANIES, INC.
May 15, 2026
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
226 shares at avg. $160.60-
MRSH
MARSH & MCLENNAN COMPANIES, INC.
May 15, 2026
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
60 shares at avg. $160.60-
NI
NISOURCE INC.
Feb 27, 2026
Tax Payment(F)
Direct
117.3K shares at avg. $47.30$5.5M
NI
NISOURCE INC.
Feb 27, 2026
Tax Payment(F)
Direct
15.4K shares at avg. $47.30$730K
NI
NISOURCE INC.
Feb 27, 2026
Award(A)
Direct
276K shares at avg. $47.30$13.1M
MRSH
MARSH & MCLENNAN COMPANIES, INC.
Feb 15, 2026
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
209 shares at avg. $173.51-
MRSH
MARSH & MCLENNAN COMPANIES, INC.
Feb 13, 2026
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
55 shares at avg. $172.98-
NI
NISOURCE INC.
Jan 22, 2026
Award(A)
Direct
43.7K shares at avg. $43.52$1.9M
MMC
MARSH & MCLENNAN COMPANIES, INC.
Nov 15, 2025
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
198 shares at avg. $183.28-
MMC
MARSH & MCLENNAN COMPANIES, INC.
Nov 14, 2025
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
50 shares at avg. $183.44-
MMC
MARSH & MCLENNAN COMPANIES, INC.
Aug 15, 2025
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
174 shares at avg. $208.06-
MMC
MARSH & MCLENNAN COMPANIES, INC.
Aug 15, 2025
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
43 shares at avg. $208.06-
MMC
MARSH & MCLENNAN COMPANIES, INC.
Jun 1, 2025
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
930 shares at avg. $231.27-
NI
NISOURCE INC.
May 16, 2025
Sale(S)
Direct
16.1K shares at avg. $38.93$628K
MMC
MARSH & MCLENNAN COMPANIES, INC.
May 15, 2025
Other(J)
Restricted Stk. Units-Dir. Stk. Plan
Direct
33 shares at avg. $222.22-
MMC
MARSH & MCLENNAN COMPANIES, INC.
May 15, 2025
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
180 shares at avg. $222.22-
NI
NISOURCE INC.
Feb 28, 2025
Tax Payment(F)
Direct
12.7K shares at avg. $40.81$516K
NI
NISOURCE INC.
Feb 28, 2025
Award(A)
Direct
233.7K shares at avg. $40.81$9.5M
NI
NISOURCE INC.
Feb 28, 2025
Tax Payment(F)
Direct
96.2K shares at avg. $40.81$3.9M
MMC
MARSH & MCLENNAN COMPANIES, INC.
Feb 15, 2025
Award(A)
Restricted Stk. Units-Dir. Stk. Plan
Direct
174 shares at avg. $230.29-

		Type	Shares	Price		Ownership
Aug 15, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	224	$188.44	-	Direct
Aug 14, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	65	$189.15	-	Direct
Jul 23, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Sale(S)	12,000	$175.65	$2,107,800	Direct
Jun 1, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	1,350	$159.28	-	Direct
May 21, 2026	NI NISOURCE INC.	Sale(S)	19,905	$47.73	$950,066	Direct
May 15, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	226	$160.60	-	Direct
May 15, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	60	$160.60	-	Direct
Feb 27, 2026	NI NISOURCE INC.	Tax Payment(F)	117,285	$47.30	$5,547,581	Direct
Feb 27, 2026	NI NISOURCE INC.	Tax Payment(F)	15,433	$47.30	$729,981	Direct
Feb 27, 2026	NI NISOURCE INC.	Award(A)	275,962	$47.30	$13,053,003	Direct
Feb 15, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	209	$173.51	-	Direct
Feb 13, 2026	MRSH MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	55	$172.98	-	Direct
Jan 22, 2026	NI NISOURCE INC.	Award(A)	43,658	$43.52	$1,899,996	Direct
Nov 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	198	$183.28	-	Direct
Nov 14, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	50	$183.44	-	Direct
Aug 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	174	$208.06	-	Direct
Aug 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	43	$208.06	-	Direct
Jun 1, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	930	$231.27	-	Direct
May 16, 2025	NI NISOURCE INC.	Sale(S)	16,127	$38.93	$627,824	Direct
May 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Other(J) Restricted Stk. Units-Dir. Stk. Plan	33	$222.22	-	Direct
May 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	180	$222.22	-	Direct
Feb 28, 2025	NI NISOURCE INC.	Tax Payment(F)	12,653	$40.81	$516,369	Direct
Feb 28, 2025	NI NISOURCE INC.	Award(A)	233,689	$40.81	$9,536,848	Direct
Feb 28, 2025	NI NISOURCE INC.	Tax Payment(F)	96,164	$40.81	$3,924,453	Direct
Feb 15, 2025	MMC MARSH & MCLENNAN COMPANIES, INC.	Award(A) Restricted Stk. Units-Dir. Stk. Plan	174	$230.29	-	Direct

1-25 of 29 transactions

About Yates Lloyd M

Yates Lloyd M (SEC CIK 0001311411) files insider reports with the SEC as Director of MARSH & MCLENNAN COMPANIES, INC. (MRSH) and Director and President & CEO of NISOURCE INC. (NI).

Signal8 holds 17 ownership filings by Yates Lloyd M, all Form 4s, filed between Nov 19, 2024 and Aug 18, 2026. Those filings report 29 transactions, from Nov 15, 2024 to Aug 15, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Yates Lloyd M's filings is in NEW YORK, NY.

Recent filings by Yates Lloyd M

Aug 15, 2026: Grant or award of MRSH derivative securities (Form 4, code A).
Aug 14, 2026: Other transaction of MRSH derivative securities (Form 4, code J).
Jul 23, 2026: Open-market sale of MRSH shares (Form 4, code S).
Jun 1, 2026: Grant or award of MRSH derivative securities (Form 4, code A).
May 21, 2026: Open-market sale of NI shares (Form 4, code S).

Other insiders filing for MARSH & MCLENNAN COMPANIES, INC. (MRSH)

Klisura Dean Michael, President & CEO, Marsh RE
Mills Stacy, Vice President and Controller
Brennan Katherine, SVP and General Counsel
Doyle John Q, President and CEO
SCHAPIRO MORTON O, Director
Anderson Anthony, Director

How to read Form 4 transaction codes