Christopher H. Smith

CIK: 0001311438

Transaction Breakdown

Open Market Buys (P)1 (25.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)2 (50.0%)

Derivative conversions

Awards (A)1 (25.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CASK

Heritage Distilling Holding Company, Inc.

Director

Discretionary Trading P&L

Holdings

Transaction History (4 total)

CASK
Heritage Distilling Holding Company, Inc.
May 24, 2025
Exercise(M)
Direct
2K shares at avg. $0.54$1K
CASK
Heritage Distilling Holding Company, Inc.
May 22, 2025
Exercise(M)
Direct
100K shares at avg. $0.53$53K
CASK
Heritage Distilling Holding Company, Inc.
May 22, 2025
Award(A)
Restricted Stock Units
Direct
100K shares-
CASK
Heritage Distilling Holding Company, Inc.
Nov 25, 2024
Purchase(P)
Direct
2.5K shares at avg. $4.00$10K

		Type	Shares	Price		Ownership
May 24, 2025	CASK Heritage Distilling Holding Company, Inc.	Exercise(M)	2,000	$0.54	$1,080	Direct
May 22, 2025	CASK Heritage Distilling Holding Company, Inc.	Exercise(M)	100,000	$0.53	$53,000	Direct
May 22, 2025	CASK Heritage Distilling Holding Company, Inc.	Award(A) Restricted Stock Units	100,000	-	-	Direct
Nov 25, 2024	CASK Heritage Distilling Holding Company, Inc.	Purchase(P)	2,500	$4.00	$10,000	Direct

1-4 of 4 transactions

About Smith Christopher H

Smith Christopher H (SEC CIK 0001311438) files insider reports with the SEC as Director of Heritage Distilling Holding Company, Inc. (CASK).

Signal8 holds 3 ownership filings by Smith Christopher H (1 Form 3, 2 Form 4), filed between Nov 18, 2024 and May 27, 2025. Those filings report 4 transactions, from Nov 25, 2024 to May 24, 2025. Signal8's Form 4 history starts in Sep 2024.

The business address on Smith Christopher H's filings is in GIG HARBOR, WA.

Recent filings by Smith Christopher H

May 24, 2025: Option exercise of CASK shares (Form 4, code M).
May 22, 2025: Option exercise of CASK shares (Form 4, code M).
May 22, 2025: Grant or award of CASK derivative securities (Form 4, code A).
Nov 25, 2024: Open-market purchase of CASK shares (Form 4, code P).

Other insiders filing for Heritage Distilling Holding Company, Inc. (CASK)

Varga Andrew M., Director
Swann Matthew J, Director
Wensel Jeffrey P, Director
Trevan Eric S, Director
Alstead Troy, Director

How to read Form 4 transaction codes