Walter Stanley Berman

CIK: 0001335761

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)7 (29.2%)

Position reduction

Option Exercises (M)3 (12.5%)

Derivative conversions

Awards (A)5 (20.8%)

Compensation grants

Other (G, F, J, C, D, …)9 (37.5%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

AMP

AMERIPRISE FINANCIAL INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (24 total)

AMP
AMERIPRISE FINANCIAL INC
Jul 28, 2026
Tax Payment(F)
Direct
23.1K shares at avg. $550.81$12.7M
AMP
AMERIPRISE FINANCIAL INC
Jul 28, 2026
Sale(S)
Direct
422 shares at avg. $549.76$232K
AMP
AMERIPRISE FINANCIAL INC
Jul 28, 2026
Sale(S)
Direct
10.6K shares at avg. $548.92$5.8M
AMP
AMERIPRISE FINANCIAL INC
Jul 28, 2026
Exercise(M)
Direct
10.9K shares at avg. $165.41$1.8M
AMP
AMERIPRISE FINANCIAL INC
Jul 28, 2026
Exercise(M)
Direct
23.2K shares at avg. $197.87$4.6M
AMP
AMERIPRISE FINANCIAL INC
Feb 5, 2026
Sale(S)
Direct
7K shares at avg. $544.22$3.8M
AMP
AMERIPRISE FINANCIAL INC
Feb 2, 2026
Award(A)
Direct
2.8K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 31, 2026
Tax Payment(F)
Direct
423 shares at avg. $527.19$223K
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Tax Payment(F)
Direct
5.1K shares at avg. $498.33$2.5M
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Award(A)
Direct
10K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Tax Payment(F)
Direct
429 shares at avg. $498.33$214K
AMP
AMERIPRISE FINANCIAL INC
Jan 26, 2026
Tax Payment(F)
Direct
387 shares at avg. $500.53$194K
AMP
AMERIPRISE FINANCIAL INC
Feb 18, 2025
Sale(S)
Direct
4K shares at avg. $550.71$2.2M
AMP
AMERIPRISE FINANCIAL INC
Feb 18, 2025
Sale(S)
Direct
4K shares at avg. $547.17$2.2M
AMP
AMERIPRISE FINANCIAL INC
Feb 7, 2025
Award(A)
Phantom Stock
Direct
309 shares at avg. $538.60-
AMP
AMERIPRISE FINANCIAL INC
Jan 31, 2025
Award(A)
Direct
2.5K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 28, 2025
Tax Payment(F)
Direct
7.4K shares at avg. $571.84$4.2M
AMP
AMERIPRISE FINANCIAL INC
Jan 28, 2025
Award(A)
Direct
13.2K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2025
Tax Payment(F)
Direct
573 shares at avg. $561.38$322K
AMP
AMERIPRISE FINANCIAL INC
Jan 26, 2025
Tax Payment(F)
Direct
384 shares at avg. $563.58$216K
AMP
AMERIPRISE FINANCIAL INC
Nov 11, 2024
Sale(S)
Direct
3.2K shares at avg. $564.78$1.8M
AMP
AMERIPRISE FINANCIAL INC
Nov 11, 2024
Sale(S)
Direct
5.5K shares at avg. $563.79$3.1M
AMP
AMERIPRISE FINANCIAL INC
Nov 11, 2024
Tax Payment(F)
Direct
16.3K shares at avg. $565.15$9.2M
AMP
AMERIPRISE FINANCIAL INC
Nov 11, 2024
Exercise(M)
Direct
25K shares at avg. $165.41$4.1M

		Type	Shares	Price		Ownership
Jul 28, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	23,099	$550.81	$12,723,160	Direct
Jul 28, 2026	AMP AMERIPRISE FINANCIAL INC	Sale(S)	422	$549.76	$231,998	Direct
Jul 28, 2026	AMP AMERIPRISE FINANCIAL INC	Sale(S)	10,590	$548.92	$5,813,032	Direct
Jul 28, 2026	AMP AMERIPRISE FINANCIAL INC	Exercise(M)	10,905	$165.41	$1,803,796	Direct
Jul 28, 2026	AMP AMERIPRISE FINANCIAL INC	Exercise(M)	23,206	$197.87	$4,591,771	Direct
Feb 5, 2026	AMP AMERIPRISE FINANCIAL INC	Sale(S)	7,000	$544.22	$3,809,511	Direct
Feb 2, 2026	AMP AMERIPRISE FINANCIAL INC	Award(A)	2,790	-	$0	Direct
Jan 31, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	423	$527.19	$223,001	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	5,102	$498.33	$2,542,480	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Award(A)	9,993	-	$0	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	429	$498.33	$213,784	Direct
Jan 26, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	387	$500.53	$193,705	Direct
Feb 18, 2025	AMP AMERIPRISE FINANCIAL INC	Sale(S)	4,000	$550.71	$2,202,826	Direct
Feb 18, 2025	AMP AMERIPRISE FINANCIAL INC	Sale(S)	4,000	$547.17	$2,188,690	Direct
Feb 7, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A) Phantom Stock	309	$538.60	-	Direct
Jan 31, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A)	2,484	-	-	Direct
Jan 28, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	7,406	$571.84	$4,235,047	Direct
Jan 28, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A)	13,209	-	$0	Direct
Jan 27, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	573	$561.38	$321,671	Direct
Jan 26, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	384	$563.58	$216,415	Direct
Nov 11, 2024	AMP AMERIPRISE FINANCIAL INC	Sale(S)	3,192	$564.78	$1,802,774	Direct
Nov 11, 2024	AMP AMERIPRISE FINANCIAL INC	Sale(S)	5,463	$563.79	$3,080,006	Direct
Nov 11, 2024	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	16,345	$565.15	$9,237,377	Direct
Nov 11, 2024	AMP AMERIPRISE FINANCIAL INC	Exercise(M)	25,000	$165.41	$4,135,250	Direct

1-24 of 24 transactions

About Berman Walter Stanley

Berman Walter Stanley (SEC CIK 0001335761) files insider reports with the SEC as EXECUTIVE VP AND CFO of AMERIPRISE FINANCIAL INC (AMP).

Signal8 holds 12 ownership filings by Berman Walter Stanley, all Form 4s, filed between Nov 13, 2024 and Jul 30, 2026. Those filings report 24 transactions, from Nov 11, 2024 to Jul 28, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Berman Walter Stanley's filings is in MINNEAPOLIS, MN.

Recent filings by Berman Walter Stanley

Jul 28, 2026: Tax withholding of AMP shares (Form 4, code F).
Jul 28, 2026: Open-market sales of AMP shares (2 lines, Form 4, code S).
Jul 28, 2026: Option exercises of AMP shares (2 lines, Form 4, code M).
Feb 5, 2026: Open-market sale of AMP shares (Form 4, code S).
Feb 2, 2026: Grant or award of AMP shares (Form 4, code A).

Other insiders filing for AMERIPRISE FINANCIAL INC (AMP)

MELLOH HEATHER J., EVP AND GENERAL COUNSEL
Brockman Dawn M., SVP AND CONTROLLER
McGraw Deirdre Davey, EVP Mktg, Strat. & Comms.
CRACCHIOLO JAMES M, CHAIRMAN AND CEO
WILLIAMS CHRISTOPHER J, Director
Williams William Jerryl, Pres, Wealth Mgmt Advisor Grp

How to read Form 4 transaction codes