William R. Thomas III

CIK: 0001369011

Transaction Breakdown

Open Market Buys (P)2 (40.0%)

High conviction signal

Open Market Sales (S)1 (20.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)2 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CSWC

CAPITAL SOUTHWEST CORP

Director

Discretionary Trading P&L

Holdings

Transaction History (5 total)

CSWC
CAPITAL SOUTHWEST CORP
Oct 1, 2026
Purchase(P)
Direct
2.2K shares at avg. $23.04$50K
CSWC
CAPITAL SOUTHWEST CORP
Aug 10, 2026
Award(A)
Direct
2K shares-
CSWC
CAPITAL SOUTHWEST CORP
Jun 5, 2026
Sale(S)
Direct
4.7K shares at avg. $23.29$109K
CSWC
CAPITAL SOUTHWEST CORP
Jun 5, 2026
Purchase(P)
Direct
5K shares at avg. $23.40$117K
CSWC
CAPITAL SOUTHWEST CORP
Aug 12, 2025
Award(A)
Direct
2.2K shares-

		Type	Shares	Price		Ownership
Oct 1, 2026	CSWC CAPITAL SOUTHWEST CORP	Purchase(P)	2,170	$23.04	$50,005	Direct
Aug 10, 2026	CSWC CAPITAL SOUTHWEST CORP	Award(A)	1,989	-	$0	Direct
Jun 5, 2026	CSWC CAPITAL SOUTHWEST CORP	Sale(S)	4,661	$23.29	$108,569	Direct
Jun 5, 2026	CSWC CAPITAL SOUTHWEST CORP	Purchase(P)	5,000	$23.40	$117,000	Direct
Aug 12, 2025	CSWC CAPITAL SOUTHWEST CORP	Award(A)	2,193	-	-	Direct

1-5 of 5 transactions

About Thomas William R III

Thomas William R III (SEC CIK 0001369011) files insider reports with the SEC as Director of CAPITAL SOUTHWEST CORP (CSWC).

Signal8 holds 4 ownership filings by Thomas William R III, all Form 4s, filed between Aug 13, 2025 and Oct 1, 2026. Those filings report 5 transactions, from Aug 12, 2025 to Oct 1, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Thomas William R III's filings is in DALLAS, TX.

Recent filings by Thomas William R III

Oct 1, 2026: Open-market purchase of CSWC shares (Form 4, code P).
Aug 10, 2026: Grant or award of CSWC shares (Form 4, code A).
Jun 5, 2026: Open-market sale of CSWC shares (Form 4, code S).
Jun 5, 2026: Open-market purchase of CSWC shares (Form 4, code P).
Aug 12, 2025: Grant or award of CSWC shares (Form 4, code A).

Other insiders filing for CAPITAL SOUTHWEST CORP (CSWC)

FURST JACK D, Director
Rogers-Windsor Ramona Lynn, Director
Brooks David R, Director
BATTIST CHRISTINE, Director
Weinstein Joshua S., Senior Managing Director & CIO
Sarner Michael Scott, President and CEO

How to read Form 4 transaction codes