Thomas J. Fallon

CIK: 0001399121

Transaction Breakdown

Open Market Buys (P)5 (100.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)0 (0.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

HTGC

Hercules Capital, Inc.

Director

Discretionary Trading P&L

Holdings

Transaction History (5 total)

HTGC
Hercules Capital, Inc.
Mar 26, 2026
Purchase(P)
Indirect
7.3K shares at avg. $14.30$104K
HTGC
Hercules Capital, Inc.
Feb 27, 2026
Purchase(P)
Indirect
20K shares at avg. $14.20$284K
HTGC
Hercules Capital, Inc.
Feb 24, 2026
Purchase(P)
Indirect
10K shares at avg. $14.98$150K
HTGC
Hercules Capital, Inc.
Feb 17, 2026
Purchase(P)
Indirect
20K shares at avg. $15.88$318K
HTGC
Hercules Capital, Inc.
May 8, 2025
Purchase(P)
Indirect
6K shares at avg. $17.53$105K

		Type	Shares	Price		Ownership
Mar 26, 2026	HTGC Hercules Capital, Inc.	Purchase(P)	7,300	$14.30	$104,390	Indirect
Feb 27, 2026	HTGC Hercules Capital, Inc.	Purchase(P)	20,000	$14.20	$284,000	Indirect
Feb 24, 2026	HTGC Hercules Capital, Inc.	Purchase(P)	10,000	$14.98	$149,800	Indirect
Feb 17, 2026	HTGC Hercules Capital, Inc.	Purchase(P)	20,000	$15.88	$317,600	Indirect
May 8, 2025	HTGC Hercules Capital, Inc.	Purchase(P)	5,976	$17.53	$104,759	Indirect

1-5 of 5 transactions

About Fallon Thomas J

Fallon Thomas J (SEC CIK 0001399121) files insider reports with the SEC as Director of Hercules Capital, Inc. (HTGC).

Signal8 holds 5 ownership filings by Fallon Thomas J, all Form 4s, filed between May 9, 2025 and Mar 30, 2026. Those filings report 5 transactions, from May 8, 2025 to Mar 26, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Fallon Thomas J's filings is in SAN MATEO, CA.

Recent filings by Fallon Thomas J

Mar 26, 2026: Open-market purchase of HTGC shares (Form 4, code P).
Feb 27, 2026: Open-market purchase of HTGC shares (Form 4, code P).
Feb 24, 2026: Open-market purchase of HTGC shares (Form 4, code P).
Feb 17, 2026: Open-market purchase of HTGC shares (Form 4, code P).
May 8, 2025: Open-market purchase of HTGC shares (Form 4, code P).

Other insiders filing for Hercules Capital, Inc. (HTGC)

Meyer Seth H, President
Bluestein Scott, Chief Executive Officer
Botelho Kiersten Zaza, Chief Legal Officer & CCO
Follmann Christian, Chief Operating Officer
Fichera Alfred, Director
BADAVAS ROBERT P, Director

How to read Form 4 transaction codes