S. Todd Swaringen

CIK: 0001491321

Transaction Breakdown

Open Market Buys (P)2 (20.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)4 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)4 (40.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

UWHR

UWHARRIE CAPITAL CORP

Director

Discretionary Trading P&L

Holdings

Transaction History (10 total)

UWHR
UWHARRIE CAPITAL CORP
Jun 17, 2026
Award(A)
Direct
132 shares at avg. $11.29$1K
UWHR
UWHARRIE CAPITAL CORP
Dec 15, 2025
Purchase(P)
Indirect
80 shares at avg. $10.50$840
UWHR
UWHARRIE CAPITAL CORP
Dec 15, 2025
Purchase(P)
Indirect
80 shares at avg. $10.50$840
UWHR
UWHARRIE CAPITAL CORP
Dec 15, 2025
Award(A)
Direct
142 shares at avg. $10.50$1K
UWHR
UWHARRIE CAPITAL CORP
Dec 1, 2025
Other(J)
Direct
65 shares-
UWHR
UWHARRIE CAPITAL CORP
Dec 1, 2025
Other(J)
Direct
70 shares-
UWHR
UWHARRIE CAPITAL CORP
Jun 18, 2025
Award(A)
Direct
159 shares at avg. $9.40$1K
UWHR
UWHARRIE CAPITAL CORP
Dec 16, 2024
Award(A)
Direct
178 shares at avg. $8.42$1K
UWHR
UWHARRIE CAPITAL CORP
Nov 18, 2024
Other(J)
Direct
39 shares-
UWHR
UWHARRIE CAPITAL CORP
Nov 18, 2024
Other(J)
Direct
42 shares-

		Type	Shares	Price		Ownership
Jun 17, 2026	UWHR UWHARRIE CAPITAL CORP	Award(A)	132	$11.29	$1,491	Direct
Dec 15, 2025	UWHR UWHARRIE CAPITAL CORP	Purchase(P)	80	$10.50	$840	Indirect
Dec 15, 2025	UWHR UWHARRIE CAPITAL CORP	Purchase(P)	80	$10.50	$840	Indirect
Dec 15, 2025	UWHR UWHARRIE CAPITAL CORP	Award(A)	142	$10.50	$1,491	Direct
Dec 1, 2025	UWHR UWHARRIE CAPITAL CORP	Other(J)	65	-	-	Direct
Dec 1, 2025	UWHR UWHARRIE CAPITAL CORP	Other(J)	70	-	-	Direct
Jun 18, 2025	UWHR UWHARRIE CAPITAL CORP	Award(A)	159	$9.40	$1,495	Direct
Dec 16, 2024	UWHR UWHARRIE CAPITAL CORP	Award(A)	178	$8.42	$1,499	Direct
Nov 18, 2024	UWHR UWHARRIE CAPITAL CORP	Other(J)	39	-	$0	Direct
Nov 18, 2024	UWHR UWHARRIE CAPITAL CORP	Other(J)	42	-	$0	Direct

1-10 of 10 transactions

About Swaringen S Todd

Swaringen S Todd (SEC CIK 0001491321) files insider reports with the SEC as Director of UWHARRIE CAPITAL CORP (UWHR).

Signal8 holds 6 ownership filings by Swaringen S Todd, all Form 4s, filed between Nov 19, 2024 and Jun 18, 2026. Those filings report 10 transactions, from Nov 18, 2024 to Jun 17, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Swaringen S Todd's filings is in ALBEMARLE, NC.

Recent filings by Swaringen S Todd

Jun 17, 2026: Grant or award of UWHR shares (Form 4, code A).
Dec 15, 2025: Open-market purchases of UWHR shares (2 lines, Form 4, code P).
Dec 15, 2025: Grant or award of UWHR shares (Form 4, code A).
Dec 1, 2025: Other transactions of UWHR shares (2 lines, Form 4, code J).
Jun 18, 2025: Grant or award of UWHR shares (Form 4, code A).

Other insiders filing for UWHARRIE CAPITAL CORP (UWHR)

DICK ROGER L, President/CEO of UCC
Senter Brooke L, Chief People Officer
Beaver R David III, Chief Risk Officer
Andrew Jason R, Chief Operations Officer
Allen Dawn H, Director
Russell Vernon A, Director

How to read Form 4 transaction codes