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Hardy John A.

SEC insider (Form 3/4/5 filer). CIK 0001493030. CEO at EQUUS TOTAL RETURN, INC. (EQS). 1 reported Form 4/5 transaction since Sep 2024; latest on Sep 16, 2025. Located in HOUSTON, TX.

Companies Hardy John A. has filed insider reports for

  • EQUUS TOTAL RETURN, INC. (EQS): Director, Officer, 10% Owner, CEO
Hardy John A. profile photo

Hardy John A.

CIK: 0001493030

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)1 (100.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

EQUUS TOTAL RETURN, INC. logo
EQS

EQUUS TOTAL RETURN, INC.

DirectorOfficer10% Owner

Discretionary Trading P&L

Holdings

Transaction History (1 total)

  • EQUUS TOTAL RETURN, INC. logo
    EQS

    EQUUS TOTAL RETURN, INC.

    Sep 16, 2025
    Award
    Indirect
    133.7K shares at avg. $2.51$336K

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