Jerome T. Upton

CIK: 0001509299

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)7 (38.9%)

Derivative conversions

Awards (A)3 (16.7%)

Compensation grants

Other (G, F, J, C, D, …)8 (44.4%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

GNW

GENWORTH FINANCIAL INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (18 total)

GNW
GENWORTH FINANCIAL INC
Mar 2, 2026
Tax Payment(F)
Direct
36.6K shares at avg. $8.46$309K
GNW
GENWORTH FINANCIAL INC
Mar 2, 2026
Award(A)
Restricted Stock Units
Direct
91.4K shares-
GNW
GENWORTH FINANCIAL INC
Mar 2, 2026
Exercise(M)
Direct
83.2K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2026
Exercise(M)
Direct
43.4K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2026
Exercise(M)
Direct
37.5K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2026
Tax Payment(F)
Direct
10.4K shares at avg. $8.62$90K
GNW
GENWORTH FINANCIAL INC
Feb 26, 2026
Tax Payment(F)
Direct
11.5K shares at avg. $8.62$100K
GNW
GENWORTH FINANCIAL INC
Feb 13, 2026
Tax Payment(F)
Direct
9.7K shares at avg. $8.92$87K
GNW
GENWORTH FINANCIAL INC
Feb 13, 2026
Exercise(M)
Direct
36.5K shares-
GNW
GENWORTH FINANCIAL INC
Mar 3, 2025
Tax Payment(F)
Direct
14K shares at avg. $6.96$98K
GNW
GENWORTH FINANCIAL INC
Mar 3, 2025
Award(A)
Direct
31.8K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2025
Exercise(M)
Direct
43.4K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2025
Award(A)
Restricted Stock Units
Direct
112.5K shares-
GNW
GENWORTH FINANCIAL INC
Feb 26, 2025
Tax Payment(F)
Direct
11.6K shares at avg. $6.65$77K
GNW
GENWORTH FINANCIAL INC
Feb 14, 2025
Tax Payment(F)
Direct
9.8K shares at avg. $7.30$71K
GNW
GENWORTH FINANCIAL INC
Feb 14, 2025
Exercise(M)
Direct
36.5K shares-
GNW
GENWORTH FINANCIAL INC
Feb 14, 2025
Exercise(M)
Direct
20.6K shares-
GNW
GENWORTH FINANCIAL INC
Feb 14, 2025
Tax Payment(F)
Direct
5.5K shares at avg. $7.30$40K

		Type	Shares	Price		Ownership
Mar 2, 2026	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	36,555	$8.46	$309,255	Direct
Mar 2, 2026	GNW GENWORTH FINANCIAL INC	Award(A) Restricted Stock Units	91,429	-	-	Direct
Mar 2, 2026	GNW GENWORTH FINANCIAL INC	Exercise(M)	83,196	-	$0	Direct
Feb 26, 2026	GNW GENWORTH FINANCIAL INC	Exercise(M)	43,431	-	$0	Direct
Feb 26, 2026	GNW GENWORTH FINANCIAL INC	Exercise(M)	37,506	-	$0	Direct
Feb 26, 2026	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	10,415	$8.62	$89,777	Direct
Feb 26, 2026	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	11,548	$8.62	$99,544	Direct
Feb 13, 2026	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	9,701	$8.92	$86,533	Direct
Feb 13, 2026	GNW GENWORTH FINANCIAL INC	Exercise(M)	36,486	-	$0	Direct
Mar 3, 2025	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	14,013	$6.96	$97,530	Direct
Mar 3, 2025	GNW GENWORTH FINANCIAL INC	Award(A)	31,761	-	-	Direct
Feb 26, 2025	GNW GENWORTH FINANCIAL INC	Exercise(M)	43,431	-	-	Direct
Feb 26, 2025	GNW GENWORTH FINANCIAL INC	Award(A) Restricted Stock Units	112,518	-	-	Direct
Feb 26, 2025	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	11,627	$6.65	$77,320	Direct
Feb 14, 2025	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	9,768	$7.30	$71,306	Direct
Feb 14, 2025	GNW GENWORTH FINANCIAL INC	Exercise(M)	36,486	-	-	Direct
Feb 14, 2025	GNW GENWORTH FINANCIAL INC	Exercise(M)	20,576	-	-	Direct
Feb 14, 2025	GNW GENWORTH FINANCIAL INC	Tax Payment(F)	5,509	$7.30	$40,216	Direct

1-18 of 18 transactions

About Upton Jerome T

Upton Jerome T (SEC CIK 0001509299) files insider reports with the SEC as EVP & Chief Financial Officer of GENWORTH FINANCIAL INC (GNW).

Signal8 holds 6 ownership filings by Upton Jerome T, all Form 4s, filed between Feb 19, 2025 and Mar 3, 2026. Those filings report 18 transactions, from Feb 14, 2025 to Mar 2, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Upton Jerome T's filings is in GLEN ALLEN, VA.

Recent filings by Upton Jerome T

Mar 2, 2026: Tax withholding of GNW shares (Form 4, code F).
Mar 2, 2026: Grant or award of GNW derivative securities (Form 4, code A).
Mar 2, 2026: Option exercise of GNW shares (Form 4, code M).
Feb 26, 2026: Option exercises of GNW shares (2 lines, Form 4, code M).
Feb 26, 2026: Tax withholdings of GNW shares (2 lines, Form 4, code F).

Other insiders filing for GENWORTH FINANCIAL INC (GNW)

McInerney Thomas J, President and CEO; Director
Hagerman Melissa, EVP and Chief HR Officer
Karawan Gregory S., EVP and General Counsel
Shah Samir B., Pres. & CEO, CareScout
RESTREPO ROBERT P JR, Director
Taylor Morris C., EVP & CIO

How to read Form 4 transaction codes