James C. Fish Jr.

CIK: 0001523568

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)4 (15.4%)

Position reduction

Option Exercises (M)4 (15.4%)

Derivative conversions

Awards (A)6 (23.1%)

Compensation grants

Other (G, F, J, C, D, …)12 (46.2%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

CAT

CATERPILLAR INC

Director

WASTE MANAGEMENT INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (26 total)

CAT
CATERPILLAR INC
Jun 10, 2026
Award(A)
Direct
211 shares-
WM
WASTE MANAGEMENT INC
Mar 3, 2026
Award(A)
Stock Option (Right to Buy)
Direct
57K shares-
WM
WASTE MANAGEMENT INC
Feb 10, 2026
Sale(S)
Direct
5.7K shares at avg. $230.87$1.3M
WM
WASTE MANAGEMENT INC
Feb 9, 2026
Sale(S)
Direct
30.4K shares at avg. $230.36$7.0M
WM
WASTE MANAGEMENT INC
Feb 6, 2026
Sale(S)
Direct
657 shares at avg. $230.00$151K
WM
WASTE MANAGEMENT INC
Jan 29, 2026
Award(A)
Direct
59.5K shares at avg. $226.41$13.5M
WM
WASTE MANAGEMENT INC
Jan 29, 2026
Tax Payment(F)
Direct
22.8K shares at avg. $226.41$5.2M
CAT
CATERPILLAR INC
Dec 19, 2025
Gift(G)
Direct
1K shares-
CAT
CATERPILLAR INC
Jun 11, 2025
Award(A)
Direct
482 shares at avg. $352.53$170K
WM
WASTE MANAGEMENT INC
Mar 7, 2025
Exercise(M)
Direct
19.8K shares at avg. $150.12$3.0M
WM
WASTE MANAGEMENT INC
Mar 7, 2025
Tax Payment(F)
Direct
15.7K shares at avg. $229.25$3.6M
WM
WASTE MANAGEMENT INC
Mar 3, 2025
Tax Payment(F)
Direct
17.2K shares at avg. $229.25$3.9M
WM
WASTE MANAGEMENT INC
Mar 3, 2025
Exercise(M)
Direct
22.1K shares at avg. $145.67$3.2M
WM
WASTE MANAGEMENT INC
Feb 25, 2025
Award(A)
Stock Option (Right to Buy)
Direct
50.6K shares-
WM
WASTE MANAGEMENT INC
Feb 24, 2025
Sale(S)
Direct
44.4K shares at avg. $228.43$10.1M
WM
WASTE MANAGEMENT INC
Jan 30, 2025
Award(A)
Direct
72.1K shares at avg. $218.72$15.8M
WM
WASTE MANAGEMENT INC
Jan 30, 2025
Tax Payment(F)
Direct
27.7K shares at avg. $218.72$6.1M
WM
WASTE MANAGEMENT INC
Nov 26, 2024
Tax Payment(F)
Direct
15.7K shares at avg. $227.50$3.6M
WM
WASTE MANAGEMENT INC
Nov 26, 2024
Exercise(M)
Direct
19.8K shares at avg. $150.12$3.0M
CAT
CATERPILLAR INC
Nov 25, 2024
Gift(G)
Direct
250 shares-
CAT
CATERPILLAR INC
Nov 25, 2024
Gift(G)
Indirect
250 shares-
CAT
CATERPILLAR INC
Nov 25, 2024
Gift(G)
Direct
1K shares-
CAT
CATERPILLAR INC
Nov 25, 2024
Gift(G)
Indirect
250 shares-
CAT
CATERPILLAR INC
Nov 25, 2024
Gift(G)
Direct
250 shares-
WM
WASTE MANAGEMENT INC
Nov 5, 2024
Tax Payment(F)
Direct
35.5K shares at avg. $215.00$7.6M

		Type	Shares	Price		Ownership
Jun 10, 2026	CAT CATERPILLAR INC	Award(A)	211	-	$0	Direct
Mar 3, 2026	WM WASTE MANAGEMENT INC	Award(A) Stock Option (Right to Buy)	57,034	-	-	Direct
Feb 10, 2026	WM WASTE MANAGEMENT INC	Sale(S)	5,706	$230.87	$1,317,316	Direct
Feb 9, 2026	WM WASTE MANAGEMENT INC	Sale(S)	30,390	$230.36	$7,000,732	Direct
Feb 6, 2026	WM WASTE MANAGEMENT INC	Sale(S)	657	$230.00	$151,110	Direct
Jan 29, 2026	WM WASTE MANAGEMENT INC	Award(A)	59,516	$226.41	$13,475,018	Direct
Jan 29, 2026	WM WASTE MANAGEMENT INC	Tax Payment(F)	22,763	$226.41	$5,153,771	Direct
Dec 19, 2025	CAT CATERPILLAR INC	Gift(G)	1,000	-	-	Direct
Jun 11, 2025	CAT CATERPILLAR INC	Award(A)	482	$352.53	$169,919	Direct
Mar 7, 2025	WM WASTE MANAGEMENT INC	Exercise(M)	19,805	$150.12	$2,973,028	Direct
Mar 7, 2025	WM WASTE MANAGEMENT INC	Tax Payment(F)	15,658	$229.25	$3,589,597	Direct
Mar 3, 2025	WM WASTE MANAGEMENT INC	Tax Payment(F)	17,184	$229.25	$3,939,432	Direct
Mar 3, 2025	WM WASTE MANAGEMENT INC	Exercise(M)	22,063	$145.67	$3,213,917	Direct
Feb 25, 2025	WM WASTE MANAGEMENT INC	Award(A) Stock Option (Right to Buy)	50,580	-	-	Direct
Feb 24, 2025	WM WASTE MANAGEMENT INC	Sale(S)	44,405	$228.43	$10,143,621	Direct
Jan 30, 2025	WM WASTE MANAGEMENT INC	Award(A)	72,092	$218.72	$15,768,251	Direct
Jan 30, 2025	WM WASTE MANAGEMENT INC	Tax Payment(F)	27,687	$218.72	$6,055,811	Direct
Nov 26, 2024	WM WASTE MANAGEMENT INC	Tax Payment(F)	15,719	$227.50	$3,576,073	Direct
Nov 26, 2024	WM WASTE MANAGEMENT INC	Exercise(M)	19,805	$150.12	$2,973,028	Direct
Nov 25, 2024	CAT CATERPILLAR INC	Gift(G)	250	-	$0	Direct
Nov 25, 2024	CAT CATERPILLAR INC	Gift(G)	250	-	$0	Indirect
Nov 25, 2024	CAT CATERPILLAR INC	Gift(G)	1,000	-	$0	Direct
Nov 25, 2024	CAT CATERPILLAR INC	Gift(G)	250	-	$0	Indirect
Nov 25, 2024	CAT CATERPILLAR INC	Gift(G)	250	-	$0	Direct
Nov 5, 2024	WM WASTE MANAGEMENT INC	Tax Payment(F)	35,495	$215.00	$7,631,425	Direct

1-25 of 26 transactions

About Fish James C Jr

Fish James C Jr (SEC CIK 0001523568) files insider reports with the SEC as Director of CATERPILLAR INC (CAT) and Chief Executive Officer of WASTE MANAGEMENT INC (WM).

Signal8 holds 14 ownership filings by Fish James C Jr, all Form 4s, filed between Nov 7, 2024 and Jun 11, 2026. Those filings report 26 transactions, from Nov 5, 2024 to Jun 10, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Fish James C Jr's filings is in IRVING, TX.

Recent filings by Fish James C Jr

Jun 10, 2026: Grant or award of CAT shares (Form 4, code A).
Mar 3, 2026: Grant or award of WM derivative securities (Form 4, code A).
Feb 10, 2026: Open-market sale of WM shares (Form 4, code S).
Feb 9, 2026: Open-market sale of WM shares (Form 4, code S).
Feb 6, 2026: Open-market sale of WM shares (Form 4, code S).

Other insiders filing for CATERPILLAR INC (CAT)

York Derrick Lading, Group President
Epley Kyle Joseph, Chief Financial Officer
Creed Joseph E, Chief Executive Officer
Kaiser Jason, Group President
GOOD LYNN J, Director
MacLennan David, Director

How to read Form 4 transaction codes