Richard U. Newfield Jr.

CIK: 0001558035

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)1 (10.0%)

Position reduction

Option Exercises (M)1 (10.0%)

Derivative conversions

Awards (A)4 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)4 (40.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

NBHC

National Bank Holdings Corp

Officer

Discretionary Trading P&L

Holdings

Transaction History (10 total)

NBHC
National Bank Holdings Corp
Apr 28, 2026
Tax Payment(F)
Direct
2K shares at avg. $43.27$86K
NBHC
National Bank Holdings Corp
Mar 17, 2026
Award(A)
Direct
2.8K shares-
NBHC
National Bank Holdings Corp
Mar 1, 2026
Tax Payment(F)
Direct
1K shares at avg. $39.99$42K
NBHC
National Bank Holdings Corp
Mar 1, 2026
Award(A)
Direct
2.1K shares-
NBHC
National Bank Holdings Corp
Apr 28, 2025
Tax Payment(F)
Direct
1.7K shares at avg. $35.86$60K
NBHC
National Bank Holdings Corp
Apr 1, 2025
Award(A)
Direct
4.8K shares-
NBHC
National Bank Holdings Corp
Mar 1, 2025
Award(A)
Direct
5.2K shares-
NBHC
National Bank Holdings Corp
Mar 1, 2025
Tax Payment(F)
Direct
2.4K shares at avg. $41.87$101K
NBHC
National Bank Holdings Corp
Nov 13, 2024
Exercise(M)
Direct
19.3K shares at avg. $23.10$445K
NBHC
National Bank Holdings Corp
Nov 13, 2024
Sale(S)
Direct
19.3K shares at avg. $49.81$959K

		Type	Shares	Price		Ownership
Apr 28, 2026	NBHC National Bank Holdings Corp	Tax Payment(F)	1,981	$43.27	$85,718	Direct
Mar 17, 2026	NBHC National Bank Holdings Corp	Award(A)	2,781	-	$0	Direct
Mar 1, 2026	NBHC National Bank Holdings Corp	Tax Payment(F)	1,040	$39.99	$41,590	Direct
Mar 1, 2026	NBHC National Bank Holdings Corp	Award(A)	2,104	-	$0	Direct
Apr 28, 2025	NBHC National Bank Holdings Corp	Tax Payment(F)	1,682	$35.86	$60,317	Direct
Apr 1, 2025	NBHC National Bank Holdings Corp	Award(A)	4,754	-	-	Direct
Mar 1, 2025	NBHC National Bank Holdings Corp	Award(A)	5,161	-	-	Direct
Mar 1, 2025	NBHC National Bank Holdings Corp	Tax Payment(F)	2,404	$41.87	$100,655	Direct
Nov 13, 2024	NBHC National Bank Holdings Corp	Exercise(M)	19,259	$23.10	$444,883	Direct
Nov 13, 2024	NBHC National Bank Holdings Corp	Sale(S)	19,259	$49.81	$959,291	Direct

1-10 of 10 transactions

About Newfield Richard U Jr.

Newfield Richard U Jr. (SEC CIK 0001558035) files insider reports with the SEC as CHIEF RISK MGMT OFFICER of National Bank Holdings Corp (NBHC).

Signal8 holds 7 ownership filings by Newfield Richard U Jr., all Form 4s, filed between Nov 15, 2024 and Apr 30, 2026. Those filings report 10 transactions, from Nov 13, 2024 to Apr 28, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Newfield Richard U Jr.'s filings is in GREENWOOD VILLAGE, CO.

Recent filings by Newfield Richard U Jr.

Apr 28, 2026: Tax withholding of NBHC shares (Form 4, code F).
Mar 17, 2026: Grant or award of NBHC shares (Form 4, code A).
Mar 1, 2026: Tax withholding of NBHC shares (Form 4, code F).
Mar 1, 2026: Grant or award of NBHC shares (Form 4, code A).
Apr 28, 2025: Tax withholding of NBHC shares (Form 4, code F).

Other insiders filing for National Bank Holdings Corp (NBHC)

ZEILE ART, Officer
Van Denabeele Nicole, CHIEF FINANCIAL OFFICER
Gooden Emily, CHIEF ACCOUNTING OFFICER
LANEY G. TIMOTHY, CHIEF EXECUTIVE OFFICER
Steinmetz John, Fmr Exec Mng Dir of Strat Init
Spring Maria F, Director

How to read Form 4 transaction codes