Denise C. Johnson

CIK: 0001608229

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)18 (34.6%)

Position reduction

Option Exercises (M)4 (7.7%)

Derivative conversions

Awards (A)16 (30.8%)

Compensation grants

Other (G, F, J, C, D, …)14 (26.9%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CAT

CATERPILLAR INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (52 total)

CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
1.8K shares at avg. $904.70$1.6M
CAT
CATERPILLAR INC
May 14, 2026
Tax Payment(F)
Direct
3.5K shares at avg. $910.55$3.2M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
1.5K shares at avg. $906.73$1.4M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
2.3K shares at avg. $905.73$2.0M
CAT
CATERPILLAR INC
May 14, 2026
Exercise(M)
Direct
16.1K shares at avg. $196.70$3.2M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
402 shares at avg. $910.65$366K
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
1.6K shares at avg. $911.92$1.5M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
1.2K shares at avg. $907.98$1.1M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
2.3K shares at avg. $908.76$2.1M
CAT
CATERPILLAR INC
May 14, 2026
Sale(S)
Direct
1.6K shares at avg. $909.70$1.4M
CAT
CATERPILLAR INC
May 13, 2026
Exercise(M)
Direct
7.9K shares at avg. $196.70$1.6M
CAT
CATERPILLAR INC
May 13, 2026
Sale(S)
Direct
2.7K shares at avg. $910.24$2.4M
CAT
CATERPILLAR INC
May 13, 2026
Sale(S)
Direct
3.5K shares at avg. $909.46$3.2M
CAT
CATERPILLAR INC
May 13, 2026
Tax Payment(F)
Direct
1.7K shares at avg. $911.61$1.6M
CAT
CATERPILLAR INC
Mar 4, 2026
Tax Payment(F)
Direct
346 shares at avg. $738.42$255K
CAT
CATERPILLAR INC
Mar 3, 2026
Tax Payment(F)
Direct
337 shares at avg. $719.13$242K
CAT
CATERPILLAR INC
Mar 2, 2026
Award(A)
Direct
1.7K shares-
CAT
CATERPILLAR INC
Feb 10, 2026
Tax Payment(F)
Direct
3.6K shares at avg. $744.83$2.7M
CAT
CATERPILLAR INC
Feb 10, 2026
Award(A)
Direct
9.1K shares-
CAT
CATERPILLAR INC
Feb 4, 2026
Other(J)
Phantom Stock Units
Direct
10.9K shares at avg. $691.82-
CAT
CATERPILLAR INC
Feb 2, 2026
Exercise(M)
Direct
11.8K shares at avg. $196.70$2.3M
CAT
CATERPILLAR INC
Feb 2, 2026
Tax Payment(F)
Direct
3.4K shares at avg. $683.39$2.3M
CAT
CATERPILLAR INC
Feb 2, 2026
Sale(S)
Direct
1K shares at avg. $678.52$679K
CAT
CATERPILLAR INC
Feb 2, 2026
Sale(S)
Direct
7.4K shares at avg. $680.11$5.0M
CAT
CATERPILLAR INC
Feb 2, 2026
Exercise(M)
Direct
45.3K shares at avg. $219.76$10.0M

		Type	Shares	Price		Ownership
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	1,787	$904.70	$1,616,699	Direct
May 14, 2026	CAT CATERPILLAR INC	Tax Payment(F)	3,473	$910.55	$3,162,340	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	1,491	$906.73	$1,351,934	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	2,259	$905.73	$2,046,044	Direct
May 14, 2026	CAT CATERPILLAR INC	Exercise(M)	16,078	$196.70	$3,162,543	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	402	$910.65	$366,081	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	1,605	$911.92	$1,463,632	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	1,191	$907.98	$1,081,404	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	2,302	$908.76	$2,091,966	Direct
May 14, 2026	CAT CATERPILLAR INC	Sale(S)	1,568	$909.70	$1,426,410	Direct
May 13, 2026	CAT CATERPILLAR INC	Exercise(M)	7,900	$196.70	$1,553,930	Direct
May 13, 2026	CAT CATERPILLAR INC	Sale(S)	2,650	$910.24	$2,412,136	Direct
May 13, 2026	CAT CATERPILLAR INC	Sale(S)	3,546	$909.46	$3,224,945	Direct
May 13, 2026	CAT CATERPILLAR INC	Tax Payment(F)	1,704	$911.61	$1,553,383	Direct
Mar 4, 2026	CAT CATERPILLAR INC	Tax Payment(F)	346	$738.42	$255,493	Direct
Mar 3, 2026	CAT CATERPILLAR INC	Tax Payment(F)	337	$719.13	$242,347	Direct
Mar 2, 2026	CAT CATERPILLAR INC	Award(A)	1,650	-	$0	Direct
Feb 10, 2026	CAT CATERPILLAR INC	Tax Payment(F)	3,563	$744.83	$2,653,829	Direct
Feb 10, 2026	CAT CATERPILLAR INC	Award(A)	9,055	-	$0	Direct
Feb 4, 2026	CAT CATERPILLAR INC	Other(J) Phantom Stock Units	10,946	$691.82	-	Direct
Feb 2, 2026	CAT CATERPILLAR INC	Exercise(M)	11,810	$196.70	$2,323,027	Direct
Feb 2, 2026	CAT CATERPILLAR INC	Tax Payment(F)	3,399	$683.39	$2,322,843	Direct
Feb 2, 2026	CAT CATERPILLAR INC	Sale(S)	1,000	$678.52	$678,520	Direct
Feb 2, 2026	CAT CATERPILLAR INC	Sale(S)	7,411	$680.11	$5,040,295	Direct
Feb 2, 2026	CAT CATERPILLAR INC	Exercise(M)	45,291	$219.76	$9,953,150	Direct

1-25 of 52 transactions

About Johnson Denise C

Johnson Denise C (SEC CIK 0001608229) files insider reports with the SEC as Group President of CATERPILLAR INC (CAT).

Signal8 holds 25 ownership filings by Johnson Denise C, all Form 4s, filed between Sep 27, 2024 and May 15, 2026. Those filings report 52 transactions, from Sep 26, 2024 to May 14, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Johnson Denise C's filings is in IRVING, TX.

Recent filings by Johnson Denise C

May 14, 2026: Open-market sale of CAT shares (Form 4, code S).
May 14, 2026: Tax withholding of CAT shares (Form 4, code F).
May 14, 2026: Open-market sales of CAT shares (2 lines, Form 4, code S).
May 14, 2026: Option exercise of CAT shares (Form 4, code M).
May 14, 2026: Open-market sales of CAT shares (5 lines, Form 4, code S).

Other insiders filing for CATERPILLAR INC (CAT)

York Derrick Lading, Group President
Epley Kyle Joseph, Chief Financial Officer
Creed Joseph E, Chief Executive Officer
Kaiser Jason, Group President
GOOD LYNN J, Director
MacLennan David, Director

How to read Form 4 transaction codes