Rosalind Advisors, Inc.
CIK: 0001622627
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
DELCATH SYSTEMS, INC.
Discretionary Trading P&L
Holdings
Transaction History (7 total)
- Oct 13, 2026DCTH
DELCATH SYSTEMS, INC.
Conversion(C)Indirect3.6K shares- - Oct 13, 2026DCTH
DELCATH SYSTEMS, INC.
Other(J)Indirect27.5K shares- - May 5, 2025DCTH
DELCATH SYSTEMS, INC.
In-the-Money(X)Indirect400K shares at avg. $10.00$4.0M - Dec 24, 2024DCTH
DELCATH SYSTEMS, INC.
Conversion(C)Indirect250K shares at avg. $10.00$2.5M - Dec 24, 2024DCTH
DELCATH SYSTEMS, INC.
Exercise(M)IndirectPre-funded Warrants
604K shares at avg. $9.99- - Oct 30, 2024DCTH
DELCATH SYSTEMS, INC.
Expiration (Short)(H)Indirect8% CONVERTIBLE NOTE
0 shares- - Oct 30, 2024DCTH
DELCATH SYSTEMS, INC.
Exercise(M)IndirectTranche B warrants to purchase F-4 Preferred Stock
500 shares at avg. $1000.00-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Oct 13, 2026 | DCTH DELCATH SYSTEMS, INC. | Conversion(C) | 3,627 | - | $0 | Indirect |
| Oct 13, 2026 | DCTH DELCATH SYSTEMS, INC. | Other(J) | 27,502 | - | $0 | Indirect |
| May 5, 2025 | DCTH DELCATH SYSTEMS, INC. | In-the-Money(X) | 400,000 | $10.00 | $4,000,000 | Indirect |
| Dec 24, 2024 | DCTH DELCATH SYSTEMS, INC. | Conversion(C) | 250,000 | $10.00 | $2,500,000 | Indirect |
| Dec 24, 2024 | DCTH DELCATH SYSTEMS, INC. | Exercise(M) Pre-funded Warrants | 603,954 | $9.99 | - | Indirect |
| Oct 30, 2024 | DCTH DELCATH SYSTEMS, INC. | Expiration (Short)(H) 8% CONVERTIBLE NOTE | 0 | - | - | Indirect |
| Oct 30, 2024 | DCTH DELCATH SYSTEMS, INC. | Exercise(M) Tranche B warrants to purchase F-4 Preferred Stock | 500 | $1000.00 | - | Indirect |
1-7 of 7 transactions
About Rosalind Advisors, Inc.
Rosalind Advisors, Inc. (SEC CIK 0001622627) files insider reports with the SEC as Director of DELCATH SYSTEMS, INC. (DCTH).
Signal8 holds 4 ownership filings by Rosalind Advisors, Inc., all Form 4s, filed between Nov 1, 2024 and Oct 14, 2026. Those filings report 7 transactions, from Oct 30, 2024 to Oct 13, 2026. Signal8's Form 4 history starts in Sep 2024.
The business address on Rosalind Advisors, Inc.'s filings is in TORONTO.
Recent filings by Rosalind Advisors, Inc.
- Oct 13, 2026: Conversion of DCTH shares (Form 4, code C).
- Oct 13, 2026: Other transaction of DCTH shares (Form 4, code J).
- May 5, 2025: Option exercise of DCTH shares (Form 4, code X).
- Dec 24, 2024: Conversion of DCTH shares (Form 4, code C).
- Dec 24, 2024: Option exercise of DCTH derivative securities (Form 4, code M).
Other insiders filing for DELCATH SYSTEMS, INC. (DCTH)
- Sylvester John Richard, Director
- Martell Bridget A, Director
- CZEREPAK ELIZABETH, Director
- SALAMON STEVEN A J, Director
- Aharon Gil, Director
- Pennell Sandra, Chief Financial Officer