James M. Marischen

CIK: 0001638499

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)6 (30.0%)

Derivative conversions

Awards (A)5 (25.0%)

Compensation grants

Other (G, F, J, C, D, …)9 (45.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

STIFEL FINANCIAL CORP

Officer

Discretionary Trading P&L

Holdings

Transaction History (20 total)

SF
STIFEL FINANCIAL CORP
Feb 27, 2026
Award(A)
Phantom Stock Units
Direct
9.7K shares at avg. $74.05-
SF
STIFEL FINANCIAL CORP
Feb 27, 2026
Award(A)
Phantom Stock Units
Direct
5.4K shares at avg. $74.05-
SF
STIFEL FINANCIAL CORP
Feb 18, 2026
Tax Payment(F)
Direct
3.5K shares at avg. $120.49$417K
SF
STIFEL FINANCIAL CORP
Feb 18, 2026
Award(A)
Phantom Stock Units
Direct
9.8K shares-
SF
STIFEL FINANCIAL CORP
Feb 18, 2026
Exercise(M)
Direct
7.9K shares-
SF
STIFEL FINANCIAL CORP
Jan 30, 2026
Exercise(M)
Direct
1.6K shares-
SF
STIFEL FINANCIAL CORP
Jan 30, 2026
Tax Payment(F)
Direct
691 shares at avg. $126.24$87K
SF
STIFEL FINANCIAL CORP
Jan 13, 2026
Exercise(M)
Direct
12.1K shares-
SF
STIFEL FINANCIAL CORP
Jan 13, 2026
Tax Payment(F)
Direct
5.7K shares at avg. $125.22$720K
SF
STIFEL FINANCIAL CORP
Dec 18, 2025
Gift(G)
Direct
395 shares-
SF
STIFEL FINANCIAL CORP
Aug 19, 2025
Disposition(D)
Direct
5K shares at avg. $112.90$565K
SF
STIFEL FINANCIAL CORP
Mar 6, 2025
Award(A)
Phantom Stock Units
Direct
8.2K shares at avg. $98.43-
SF
STIFEL FINANCIAL CORP
Feb 28, 2025
Tax Payment(F)
Direct
475 shares at avg. $104.90$50K
SF
STIFEL FINANCIAL CORP
Feb 28, 2025
Exercise(M)
Direct
1.1K shares-
SF
STIFEL FINANCIAL CORP
Feb 3, 2025
Tax Payment(F)
Direct
2.8K shares at avg. $117.51$325K
SF
STIFEL FINANCIAL CORP
Feb 3, 2025
Exercise(M)
Direct
6.3K shares-
SF
STIFEL FINANCIAL CORP
Feb 3, 2025
Award(A)
Phantom Stock Units
Direct
7.8K shares-
SF
STIFEL FINANCIAL CORP
Jan 8, 2025
Exercise(M)
Direct
11.1K shares-
SF
STIFEL FINANCIAL CORP
Jan 8, 2025
Tax Payment(F)
Direct
5K shares at avg. $106.08$527K
SF
STIFEL FINANCIAL CORP
Dec 19, 2024
Gift(G)
Direct
500 shares-

		Type	Shares	Price		Ownership
Feb 27, 2026	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	9,723	$74.05	-	Direct
Feb 27, 2026	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	5,402	$74.05	-	Direct
Feb 18, 2026	SF STIFEL FINANCIAL CORP	Tax Payment(F)	3,463	$120.49	$417,257	Direct
Feb 18, 2026	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	9,823	-	-	Direct
Feb 18, 2026	SF STIFEL FINANCIAL CORP	Exercise(M)	7,859	-	$0	Direct
Jan 30, 2026	SF STIFEL FINANCIAL CORP	Exercise(M)	1,568	-	$0	Direct
Jan 30, 2026	SF STIFEL FINANCIAL CORP	Tax Payment(F)	691	$126.24	$87,232	Direct
Jan 13, 2026	SF STIFEL FINANCIAL CORP	Exercise(M)	12,055	-	$0	Direct
Jan 13, 2026	SF STIFEL FINANCIAL CORP	Tax Payment(F)	5,749	$125.22	$719,890	Direct
Dec 18, 2025	SF STIFEL FINANCIAL CORP	Gift(G)	395	-	-	Direct
Aug 19, 2025	SF STIFEL FINANCIAL CORP	Disposition(D)	5,000	$112.90	$564,500	Direct
Mar 6, 2025	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	8,229	$98.43	-	Direct
Feb 28, 2025	SF STIFEL FINANCIAL CORP	Tax Payment(F)	475	$104.90	$49,828	Direct
Feb 28, 2025	SF STIFEL FINANCIAL CORP	Exercise(M)	1,076	-	-	Direct
Feb 3, 2025	SF STIFEL FINANCIAL CORP	Tax Payment(F)	2,763	$117.51	$324,680	Direct
Feb 3, 2025	SF STIFEL FINANCIAL CORP	Exercise(M)	6,271	-	-	Direct
Feb 3, 2025	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	7,839	-	-	Direct
Jan 8, 2025	SF STIFEL FINANCIAL CORP	Exercise(M)	11,088	-	$0	Direct
Jan 8, 2025	SF STIFEL FINANCIAL CORP	Tax Payment(F)	4,971	$106.08	$527,324	Direct
Dec 19, 2024	SF STIFEL FINANCIAL CORP	Gift(G)	500	-	$0	Direct

1-20 of 20 transactions

About Marischen James M

Marischen James M (SEC CIK 0001638499) files insider reports with the SEC as Chief Financial Officer of STIFEL FINANCIAL CORP (SF).

Signal8 holds 11 ownership filings by Marischen James M, all Form 4s, filed between Dec 20, 2024 and Mar 3, 2026. Those filings report 20 transactions, from Dec 19, 2024 to Feb 27, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Marischen James M's filings is in ST. LOUIS, MO.

Recent filings by Marischen James M

Feb 27, 2026: Grants or awards of SF derivative securities (2 lines, Form 4, code A).
Feb 18, 2026: Tax withholding of SF shares (Form 4, code F).
Feb 18, 2026: Grant or award of SF derivative securities (Form 4, code A).
Feb 18, 2026: Option exercise of SF shares (Form 4, code M).
Jan 30, 2026: Option exercise of SF shares (Form 4, code M).

Other insiders filing for STIFEL FINANCIAL CORP (SF)

Brown Maryam S., Director
Berlew Adam T., Director
BROWN MICHAEL W, Director
Carnoy Lisa Landau, Director
Kavanaugh James P., Director
Nesi Victor, Director

How to read Form 4 transaction codes