Steffen Thomas

CIK: 0001646396

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)1 (33.3%)

Derivative conversions

Awards (A)1 (33.3%)

Compensation grants

Other (G, F, J, C, D, …)1 (33.3%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

AVXL

ANAVEX LIFE SCIENCES CORP.

Director

Discretionary Trading P&L

Holdings

Transaction History (3 total)

AVXL
ANAVEX LIFE SCIENCES CORP.
Jun 5, 2025
Exercise(M)
Direct
50K shares at avg. $1.76$88K
AVXL
ANAVEX LIFE SCIENCES CORP.
Jun 5, 2025
Tax Payment(F)
Direct
11.3K shares at avg. $7.75$88K
AVXL
ANAVEX LIFE SCIENCES CORP.
Mar 31, 2025
Award(A)
Stock Option (Right to Buy)
Direct
50K shares-

		Type	Shares	Price		Ownership
Jun 5, 2025	AVXL ANAVEX LIFE SCIENCES CORP.	Exercise(M)	50,000	$1.76	$88,000	Direct
Jun 5, 2025	AVXL ANAVEX LIFE SCIENCES CORP.	Tax Payment(F)	11,349	$7.75	$87,955	Direct
Mar 31, 2025	AVXL ANAVEX LIFE SCIENCES CORP.	Award(A) Stock Option (Right to Buy)	50,000	-	-	Direct

1-3 of 3 transactions

About Thomas Steffen

Thomas Steffen (SEC CIK 0001646396) files insider reports with the SEC as Director of ANAVEX LIFE SCIENCES CORP. (AVXL).

Signal8 holds 2 ownership filings by Thomas Steffen, all Form 4s, filed between Apr 2, 2025 and Jun 9, 2025. Those filings report 3 transactions, from Mar 31, 2025 to Jun 5, 2025. Signal8's Form 4 history starts in Sep 2024.

The business address on Thomas Steffen's filings is in NEW YORK, NY.

Recent filings by Thomas Steffen

Jun 5, 2025: Option exercise of AVXL shares (Form 4, code M).
Jun 5, 2025: Tax withholding of AVXL shares (Form 4, code F).
Mar 31, 2025: Grant or award of AVXL derivative securities (Form 4, code A).

Other insiders filing for ANAVEX LIFE SCIENCES CORP. (AVXL)

Senderowicz Adrian, Director
Patel Gautam, Director
Boenisch Sandra, PFO & Treasurer
Kellmeyer Terrie, Interim CEO
Paeger Axel, Director
MISSLING CHRISTOPHER U, President and CEO

How to read Form 4 transaction codes