Judith Fran Marks

CIK: 0001665490

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)4 (15.4%)

Position reduction

Option Exercises (M)8 (30.8%)

Derivative conversions

Awards (A)4 (15.4%)

Compensation grants

Other (G, F, J, C, D, …)10 (38.5%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

CAT

CATERPILLAR INC

Director

OTIS

Otis Worldwide Corp

DirectorOfficer

Discretionary Trading P&L

Holdings

Transaction History (26 total)

CAT
CATERPILLAR INC
Jun 10, 2026
Award(A)
Direct
211 shares-
OTIS
Otis Worldwide Corp
Feb 7, 2026
Tax Payment(F)
Direct
5.3K shares at avg. $89.85$478K
OTIS
Otis Worldwide Corp
Feb 7, 2026
Exercise(M)
Direct
11.8K shares-
OTIS
Otis Worldwide Corp
Feb 6, 2026
Exercise(M)
Direct
11.8K shares-
OTIS
Otis Worldwide Corp
Feb 6, 2026
Tax Payment(F)
Direct
5.3K shares at avg. $89.85$477K
OTIS
Otis Worldwide Corp
Feb 5, 2026
Sale(S)
Direct
56.1K shares at avg. $90.89$5.1M
OTIS
Otis Worldwide Corp
Feb 4, 2026
Tax Payment(F)
Direct
8.3K shares at avg. $90.37$748K
OTIS
Otis Worldwide Corp
Feb 4, 2026
Exercise(M)
Direct
18.4K shares-
OTIS
Otis Worldwide Corp
Feb 4, 2026
Disposition(D)
Direct
135.7K shares at avg. $90.35$12.3M
OTIS
Otis Worldwide Corp
Feb 4, 2026
Exercise(M)
Direct
191.8K shares at avg. $63.92$12.3M
OTIS
Otis Worldwide Corp
Feb 4, 2026
Sale(S)
Direct
46.8K shares at avg. $89.57$4.2M
OTIS
Otis Worldwide Corp
Feb 3, 2026
Tax Payment(F)
Direct
12.1K shares at avg. $87.16$1.1M
OTIS
Otis Worldwide Corp
Feb 3, 2026
Award(A)
Direct
58.2K shares-
CAT
CATERPILLAR INC
Jun 11, 2025
Award(A)
Direct
482 shares at avg. $352.53$170K
OTIS
Otis Worldwide Corp
Feb 10, 2025
Sale(S)
Direct
28.4K shares at avg. $95.77$2.7M
OTIS
Otis Worldwide Corp
Feb 7, 2025
Exercise(M)
Direct
11.6K shares-
OTIS
Otis Worldwide Corp
Feb 7, 2025
Tax Payment(F)
Direct
5.2K shares at avg. $94.83$498K
OTIS
Otis Worldwide Corp
Feb 6, 2025
Tax Payment(F)
Direct
5.2K shares at avg. $96.05$503K
OTIS
Otis Worldwide Corp
Feb 6, 2025
Exercise(M)
Direct
11.6K shares-
OTIS
Otis Worldwide Corp
Feb 5, 2025
Disposition(D)
Direct
72.7K shares at avg. $94.38$6.9M
OTIS
Otis Worldwide Corp
Feb 5, 2025
Sale(S)
Direct
38K shares at avg. $94.41$3.6M
OTIS
Otis Worldwide Corp
Feb 5, 2025
Exercise(M)
Direct
101.1K shares at avg. $67.83$6.9M
OTIS
Otis Worldwide Corp
Feb 4, 2025
Tax Payment(F)
Direct
12.1K shares at avg. $94.43$1.1M
OTIS
Otis Worldwide Corp
Feb 4, 2025
Award(A)
Direct
51K shares-
OTIS
Otis Worldwide Corp
Feb 3, 2025
Tax Payment(F)
Direct
3.2K shares at avg. $94.55$298K

		Type	Shares	Price		Ownership
Jun 10, 2026	CAT CATERPILLAR INC	Award(A)	211	-	$0	Direct
Feb 7, 2026	OTIS Otis Worldwide Corp	Tax Payment(F)	5,318	$89.85	$477,822	Direct
Feb 7, 2026	OTIS Otis Worldwide Corp	Exercise(M)	11,828	-	$0	Direct
Feb 6, 2026	OTIS Otis Worldwide Corp	Exercise(M)	11,787	-	$0	Direct
Feb 6, 2026	OTIS Otis Worldwide Corp	Tax Payment(F)	5,306	$89.85	$476,744	Direct
Feb 5, 2026	OTIS Otis Worldwide Corp	Sale(S)	56,107	$90.89	$5,099,352	Direct
Feb 4, 2026	OTIS Otis Worldwide Corp	Tax Payment(F)	8,281	$90.37	$748,354	Direct
Feb 4, 2026	OTIS Otis Worldwide Corp	Exercise(M)	18,425	-	$0	Direct
Feb 4, 2026	OTIS Otis Worldwide Corp	Disposition(D)	135,692	$90.35	$12,259,772	Direct
Feb 4, 2026	OTIS Otis Worldwide Corp	Exercise(M)	191,799	$63.92	$12,259,792	Direct
Feb 4, 2026	OTIS Otis Worldwide Corp	Sale(S)	46,780	$89.57	$4,190,057	Direct
Feb 3, 2026	OTIS Otis Worldwide Corp	Tax Payment(F)	12,073	$87.16	$1,052,283	Direct
Feb 3, 2026	OTIS Otis Worldwide Corp	Award(A)	58,169	-	$0	Direct
Jun 11, 2025	CAT CATERPILLAR INC	Award(A)	482	$352.53	$169,919	Direct
Feb 10, 2025	OTIS Otis Worldwide Corp	Sale(S)	28,440	$95.77	$2,723,744	Direct
Feb 7, 2025	OTIS Otis Worldwide Corp	Exercise(M)	11,612	-	-	Direct
Feb 7, 2025	OTIS Otis Worldwide Corp	Tax Payment(F)	5,248	$94.83	$497,668	Direct
Feb 6, 2025	OTIS Otis Worldwide Corp	Tax Payment(F)	5,234	$96.05	$502,726	Direct
Feb 6, 2025	OTIS Otis Worldwide Corp	Exercise(M)	11,580	-	-	Direct
Feb 5, 2025	OTIS Otis Worldwide Corp	Disposition(D)	72,656	$94.38	$6,857,273	Direct
Feb 5, 2025	OTIS Otis Worldwide Corp	Sale(S)	38,012	$94.41	$3,588,789	Direct
Feb 5, 2025	OTIS Otis Worldwide Corp	Exercise(M)	101,096	$67.83	$6,857,342	Direct
Feb 4, 2025	OTIS Otis Worldwide Corp	Tax Payment(F)	12,087	$94.43	$1,141,375	Direct
Feb 4, 2025	OTIS Otis Worldwide Corp	Award(A)	50,997	-	-	Direct
Feb 3, 2025	OTIS Otis Worldwide Corp	Tax Payment(F)	3,153	$94.55	$298,116	Direct

1-25 of 26 transactions

About Marks Judith Fran

Marks Judith Fran (SEC CIK 0001665490) files insider reports with the SEC as Director of CATERPILLAR INC (CAT) and Chair, CEO and President of Otis Worldwide Corp (OTIS).

Signal8 holds 6 ownership filings by Marks Judith Fran, all Form 4s, filed between Feb 5, 2025 and Jun 11, 2026. Those filings report 26 transactions, from Feb 3, 2025 to Jun 10, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Marks Judith Fran's filings is in IRVING, TX.

Recent filings by Marks Judith Fran

Jun 10, 2026: Grant or award of CAT shares (Form 4, code A).
Feb 7, 2026: Tax withholding of OTIS shares (Form 4, code F).
Feb 7, 2026: Option exercise of OTIS shares (Form 4, code M).
Feb 6, 2026: Option exercise of OTIS shares (Form 4, code M).
Feb 6, 2026: Tax withholding of OTIS shares (Form 4, code F).

Other insiders filing for CATERPILLAR INC (CAT)

York Derrick Lading, Group President
Epley Kyle Joseph, Chief Financial Officer
Creed Joseph E, Chief Executive Officer
Kaiser Jason, Group President
GOOD LYNN J, Director
MacLennan David, Director

How to read Form 4 transaction codes