Stephen Roman
CIK: 0001667448
Transaction Breakdown
Open Market Buys (P)3 (100.0%)
High conviction signal
Open Market Sales (S)0 (0.0%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)0 (0.0%)
Compensation grants
Other (G, F, J, C, D, …)0 (0.0%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
About ROMAN STEPHEN
ROMAN STEPHEN (SEC CIK 0001667448) files insider reports with the SEC as CCO & Secretary of CION Investment Corp (CION) and Officer of CION Grosvenor Infrastructure Master Fund, LLC.
Signal8 holds 4 ownership filings by ROMAN STEPHEN (1 Form 3, 3 Form 4), filed between Nov 21, 2024 and May 22, 2025. Those filings report 3 transactions, from Nov 21, 2024 to May 22, 2025. Signal8's Form 4 history starts in Sep 2024.
The business address on ROMAN STEPHEN's filings is in NEW YORK, NY.
Recent filings by ROMAN STEPHEN
Other insiders filing for CION Investment Corp (CION)
- Reisner Michael A, Co-Chairman & Co-CEO
- FINLAY PETER I., Director
- Breakstone Robert A, Director
- Gatto Mark, Co-Chairman & Co-CEO
- BRESNER GREGG A., President & CIO
- Pinero Eric A., Chief Legal Officer