David L. Finkelstein

CIK: 0001688537

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)9 (52.9%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)4 (23.5%)

Compensation grants

Other (G, F, J, C, D, …)4 (23.5%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

NLY

ANNALY CAPITAL MANAGEMENT INC

DirectorOfficer

Discretionary Trading P&L

Holdings

Transaction History (17 total)

NLY
ANNALY CAPITAL MANAGEMENT INC
Nov 2, 2026
Sale(S)
Direct
48.2K shares at avg. $18.43$889K
NLY
ANNALY CAPITAL MANAGEMENT INC
Aug 3, 2026
Sale(S)
Direct
50K shares at avg. $22.89$1.1M
NLY
ANNALY CAPITAL MANAGEMENT INC
Apr 27, 2026
Sale(S)
Direct
50K shares at avg. $22.88$1.1M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 25, 2026
Tax Payment(F)
Direct
180.2K shares at avg. $23.01$4.1M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 25, 2026
Award(A)
Direct
325.8K shares at avg. $23.01$7.5M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 18, 2026
Sale(S)
Direct
50K shares at avg. $23.13$1.2M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 1, 2026
Award(A)
Direct
153K shares at avg. $23.01$3.5M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 1, 2026
Tax Payment(F)
Direct
139.9K shares at avg. $23.01$3.2M
NLY
ANNALY CAPITAL MANAGEMENT INC
Nov 3, 2025
Sale(S)
Direct
50K shares at avg. $21.16$1.1M
NLY
ANNALY CAPITAL MANAGEMENT INC
Aug 4, 2025
Sale(S)
Direct
50K shares at avg. $20.79$1.0M
NLY
ANNALY CAPITAL MANAGEMENT INC
May 5, 2025
Sale(S)
Direct
50K shares at avg. $19.27$964K
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 25, 2025
Tax Payment(F)
Direct
121.8K shares at avg. $21.66$2.6M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 25, 2025
Award(A)
Direct
220.2K shares-
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 10, 2025
Sale(S)
Direct
50K shares at avg. $20.60$1.0M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 1, 2025
Tax Payment(F)
Direct
112.3K shares at avg. $20.41$2.3M
NLY
ANNALY CAPITAL MANAGEMENT INC
Feb 1, 2025
Award(A)
Direct
232.3K shares at avg. $20.41$4.7M
NLY
ANNALY CAPITAL MANAGEMENT INC
Oct 28, 2024
Sale(S)
Direct
50K shares at avg. $19.25$963K

		Type	Shares	Price		Ownership
Nov 2, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	48,223	$18.43	$888,750	Direct
Aug 3, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$22.89	$1,144,500	Direct
Apr 27, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$22.88	$1,144,000	Direct
Feb 25, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Tax Payment(F)	180,168	$23.01	$4,145,666	Direct
Feb 25, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Award(A)	325,797	$23.01	$7,496,589	Direct
Feb 18, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$23.13	$1,156,500	Direct
Feb 1, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Award(A)	152,976	$23.01	$3,519,978	Direct
Feb 1, 2026	NLY ANNALY CAPITAL MANAGEMENT INC	Tax Payment(F)	139,889	$23.01	$3,218,846	Direct
Nov 3, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$21.16	$1,058,000	Direct
Aug 4, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$20.79	$1,039,500	Direct
May 5, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$19.27	$963,500	Direct
Feb 25, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Tax Payment(F)	121,784	$21.66	$2,637,841	Direct
Feb 25, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Award(A)	220,222	-	-	Direct
Feb 10, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$20.60	$1,030,000	Direct
Feb 1, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Tax Payment(F)	112,306	$20.41	$2,292,165	Direct
Feb 1, 2025	NLY ANNALY CAPITAL MANAGEMENT INC	Award(A)	232,328	$20.41	$4,741,814	Direct
Oct 28, 2024	NLY ANNALY CAPITAL MANAGEMENT INC	Sale(S)	50,000	$19.25	$962,500	Direct

1-17 of 17 transactions

About Finkelstein David L

Finkelstein David L (SEC CIK 0001688537) files insider reports with the SEC as CEO and Co-CIO of ANNALY CAPITAL MANAGEMENT INC (NLY).

Signal8 holds 13 ownership filings by Finkelstein David L, all Form 4s, filed between Oct 29, 2024 and Nov 3, 2026. Those filings report 17 transactions, from Oct 28, 2024 to Nov 2, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Finkelstein David L's filings is in NEW YORK, NY.

Recent filings by Finkelstein David L

Nov 2, 2026: Open-market sale of NLY shares (Form 4, code S).
Aug 3, 2026: Open-market sale of NLY shares (Form 4, code S).
Apr 27, 2026: Open-market sale of NLY shares (Form 4, code S).
Feb 25, 2026: Tax withholding of NLY shares (Form 4, code F).
Feb 25, 2026: Grant or award of NLY shares (Form 4, code A).

Other insiders filing for ANNALY CAPITAL MANAGEMENT INC (NLY)

Hamilton Thomas Edward, Director
Hannan Kathy Hopinkah, Director
Laguerre Martin, Director
VOTEK GLENN, Director
Laroche Manon, Director
Williams Vicki, Director

How to read Form 4 transaction codes