Richard Sun

CIK: 0001706290

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)3 (60.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)2 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CATY

CATHAY GENERAL BANCORP

Director

Discretionary Trading P&L

Holdings

Transaction History (5 total)

CATY
CATHAY GENERAL BANCORP
Sep 2, 2026
Sale(S)
Indirect
1K shares at avg. $62.31$62K
CATY
CATHAY GENERAL BANCORP
Aug 25, 2026
Sale(S)
Indirect
1K shares at avg. $62.08$62K
CATY
CATHAY GENERAL BANCORP
Aug 10, 2026
Sale(S)
Indirect
3K shares at avg. $63.09$189K
CATY
CATHAY GENERAL BANCORP
Apr 15, 2026
Award(A)
Direct
1.6K shares-
CATY
CATHAY GENERAL BANCORP
May 15, 2025
Award(A)
Direct
1.9K shares-

		Type	Shares	Price		Ownership
Sep 2, 2026	CATY CATHAY GENERAL BANCORP	Sale(S)	1,000	$62.31	$62,315	Indirect
Aug 25, 2026	CATY CATHAY GENERAL BANCORP	Sale(S)	1,000	$62.08	$62,083	Indirect
Aug 10, 2026	CATY CATHAY GENERAL BANCORP	Sale(S)	3,000	$63.09	$189,270	Indirect
Apr 15, 2026	CATY CATHAY GENERAL BANCORP	Award(A)	1,593	-	$0	Direct
May 15, 2025	CATY CATHAY GENERAL BANCORP	Award(A)	1,913	-	-	Direct

1-5 of 5 transactions

About Sun Richard

Sun Richard (SEC CIK 0001706290) files insider reports with the SEC as Director of CATHAY GENERAL BANCORP (CATY).

Signal8 holds 7 ownership filings by Sun Richard (5 Form 4, 2 Form 5), filed between Feb 12, 2025 and Sep 3, 2026. Those filings report 5 transactions, from May 15, 2025 to Sep 2, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Sun Richard's filings is in LOS ANGELES, CA.

Recent filings by Sun Richard

Sep 2, 2026: Open-market sale of CATY shares (Form 4, code S).
Aug 25, 2026: Open-market sale of CATY shares (Form 4, code S).
Aug 10, 2026: Open-market sale of CATY shares (Form 4, code S).
Apr 15, 2026: Grant or award of CATY shares (Form 4, code A).
May 15, 2025: Grant or award of CATY shares (Form 4, code A).

Other insiders filing for CATHAY GENERAL BANCORP (CATY)

SUN ALBERT, EVP, Chief Credit Officer
Wang Albert Jen-Wen, EVP, Chief Financial Officer
Lo Thomas M., EVP, Chief Admin Officer
Chan May K., SVP, General Counsel
TANG ANTHONY M, Vice Chairman
WU PETER, Vice Chairman

How to read Form 4 transaction codes