Lia Dean

CIK: 0001741273

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)9 (40.9%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)5 (22.7%)

Compensation grants

Other (G, F, J, C, D, …)8 (36.4%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

COF

CAPITAL ONE FINANCIAL CORP

Officer

Discretionary Trading P&L

Holdings

Transaction History (22 total)

COF
CAPITAL ONE FINANCIAL CORP
Oct 15, 2026
Sale(S)
Direct
1.9K shares at avg. $195.86$370K
COF
CAPITAL ONE FINANCIAL CORP
Sep 15, 2026
Sale(S)
Direct
2.1K shares at avg. $206.07$426K
COF
CAPITAL ONE FINANCIAL CORP
Aug 17, 2026
Sale(S)
Direct
1 shares at avg. $225.92$225.92
COF
CAPITAL ONE FINANCIAL CORP
Aug 17, 2026
Sale(S)
Direct
2.2K shares at avg. $225.52$494K
COF
CAPITAL ONE FINANCIAL CORP
Apr 1, 2026
Sale(S)
Direct
1.7K shares at avg. $185.61$314K
COF
CAPITAL ONE FINANCIAL CORP
Mar 9, 2026
Tax Payment(F)
Direct
4.1K shares at avg. $185.73$753K
COF
CAPITAL ONE FINANCIAL CORP
Mar 9, 2026
Award(A)
Direct
8.1K shares-
COF
CAPITAL ONE FINANCIAL CORP
Mar 2, 2026
Sale(S)
Direct
3.3K shares at avg. $191.00$627K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2026
Tax Payment(F)
Direct
1.3K shares at avg. $207.37$262K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2026
Tax Payment(F)
Direct
1.1K shares at avg. $207.37$234K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2026
Tax Payment(F)
Direct
1.4K shares at avg. $207.37$300K
COF
CAPITAL ONE FINANCIAL CORP
Feb 4, 2026
Sale(S)
Direct
3.3K shares at avg. $223.68$735K
COF
CAPITAL ONE FINANCIAL CORP
Feb 3, 2026
Award(A)
Direct
6.7K shares-
COF
CAPITAL ONE FINANCIAL CORP
Jan 2, 2026
Sale(S)
Direct
3.2K shares at avg. $244.35$773K
COF
CAPITAL ONE FINANCIAL CORP
Dec 1, 2025
Sale(S)
Direct
3.3K shares at avg. $218.15$713K
COF
CAPITAL ONE FINANCIAL CORP
Jun 3, 2025
Award(A)
Direct
12.8K shares-
COF
CAPITAL ONE FINANCIAL CORP
Mar 10, 2025
Award(A)
Direct
7.6K shares-
COF
CAPITAL ONE FINANCIAL CORP
Mar 10, 2025
Tax Payment(F)
Direct
3.8K shares at avg. $163.87$620K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2025
Tax Payment(F)
Direct
1.5K shares at avg. $202.16$301K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2025
Tax Payment(F)
Direct
1K shares at avg. $202.16$206K
COF
CAPITAL ONE FINANCIAL CORP
Feb 15, 2025
Tax Payment(F)
Direct
1.6K shares at avg. $202.16$329K
COF
CAPITAL ONE FINANCIAL CORP
Feb 4, 2025
Award(A)
Direct
6.8K shares-

		Type	Shares	Price		Ownership
Oct 15, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	1,887	$195.86	$369,588	Direct
Sep 15, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	2,066	$206.07	$425,741	Direct
Aug 17, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	1	$225.92	$226	Direct
Aug 17, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	2,192	$225.52	$494,340	Direct
Apr 1, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	1,692	$185.61	$314,052	Direct
Mar 9, 2026	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	4,056	$185.73	$753,321	Direct
Mar 9, 2026	COF CAPITAL ONE FINANCIAL CORP	Award(A)	8,094	-	$0	Direct
Mar 2, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	3,284	$191.00	$627,244	Direct
Feb 15, 2026	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,262	$207.37	$261,701	Direct
Feb 15, 2026	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,129	$207.37	$234,121	Direct
Feb 15, 2026	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,445	$207.37	$299,650	Direct
Feb 4, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	3,284	$223.68	$734,565	Direct
Feb 3, 2026	COF CAPITAL ONE FINANCIAL CORP	Award(A)	6,682	-	$0	Direct
Jan 2, 2026	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	3,163	$244.35	$772,879	Direct
Dec 1, 2025	COF CAPITAL ONE FINANCIAL CORP	Sale(S)	3,269	$218.15	$713,132	Direct
Jun 3, 2025	COF CAPITAL ONE FINANCIAL CORP	Award(A)	12,780	-	-	Direct
Mar 10, 2025	COF CAPITAL ONE FINANCIAL CORP	Award(A)	7,554	-	-	Direct
Mar 10, 2025	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	3,785	$163.87	$620,248	Direct
Feb 15, 2025	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,487	$202.16	$300,612	Direct
Feb 15, 2025	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,019	$202.16	$206,001	Direct
Feb 15, 2025	COF CAPITAL ONE FINANCIAL CORP	Tax Payment(F)	1,629	$202.16	$329,319	Direct
Feb 4, 2025	COF CAPITAL ONE FINANCIAL CORP	Award(A)	6,758	-	-	Direct

1-22 of 22 transactions

About Dean Lia

Dean Lia (SEC CIK 0001741273) files insider reports with the SEC as Pres, Banking & Prem. Products of CAPITAL ONE FINANCIAL CORP (COF).

Signal8 holds 14 ownership filings by Dean Lia, all Form 4s, filed between Feb 6, 2025 and Oct 19, 2026. Those filings report 22 transactions, from Feb 4, 2025 to Oct 15, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Dean Lia's filings is in MCLEAN, VA.

Recent filings by Dean Lia

Oct 15, 2026: Open-market sale of COF shares (Form 4, code S).
Sep 15, 2026: Open-market sale of COF shares (Form 4, code S).
Aug 17, 2026: Open-market sales of COF shares (2 lines, Form 4, code S).
Apr 1, 2026: Open-market sale of COF shares (Form 4, code S).
Mar 9, 2026: Tax withholding of COF shares (Form 4, code F).

Other insiders filing for CAPITAL ONE FINANCIAL CORP (COF)

FAIRBANK RICHARD D, Chairman and CEO
Karam Celia, Pres, Retail Bank
Cooper Matthew W, General Counsel & Corp Secy
Mouadeb Mark Daniel, President, Card
Zamsky Michael, Chief Credit & Fin'l Risk Off.
Raghu Ravi, Pres, Software, Intl & Sm Bus

How to read Form 4 transaction codes