Gerard P. Smyth

CIK: 0001823254

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)2 (11.1%)

Position reduction

Option Exercises (M)2 (11.1%)

Derivative conversions

Awards (A)5 (27.8%)

Compensation grants

Other (G, F, J, C, D, …)9 (50.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

AMP

AMERIPRISE FINANCIAL INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (18 total)

AMP
AMERIPRISE FINANCIAL INC
May 14, 2026
Sale(S)
Direct
6.3K shares at avg. $472.52$3.0M
AMP
AMERIPRISE FINANCIAL INC
May 14, 2026
Tax Payment(F)
Direct
1.4K shares at avg. $471.22$677K
AMP
AMERIPRISE FINANCIAL INC
May 14, 2026
Exercise(M)
Direct
2.2K shares at avg. $165.41$367K
AMP
AMERIPRISE FINANCIAL INC
Feb 2, 2026
Award(A)
Direct
1K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 31, 2026
Tax Payment(F)
Direct
136 shares at avg. $527.19$72K
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Tax Payment(F)
Direct
1.1K shares at avg. $498.33$556K
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Award(A)
Direct
2.9K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2026
Tax Payment(F)
Direct
97 shares at avg. $498.33$48K
AMP
AMERIPRISE FINANCIAL INC
Jan 26, 2026
Tax Payment(F)
Direct
114 shares at avg. $500.53$57K
AMP
AMERIPRISE FINANCIAL INC
Jul 10, 2025
Exercise(M)
Direct
204 shares-
AMP
AMERIPRISE FINANCIAL INC
Jul 10, 2025
Tax Payment(F)
Direct
89 shares at avg. $542.51$48K
AMP
AMERIPRISE FINANCIAL INC
Feb 7, 2025
Award(A)
Phantom Stock
Direct
146 shares at avg. $538.60-
AMP
AMERIPRISE FINANCIAL INC
Jan 31, 2025
Award(A)
Direct
894 shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 28, 2025
Tax Payment(F)
Direct
1.3K shares at avg. $571.84$746K
AMP
AMERIPRISE FINANCIAL INC
Jan 28, 2025
Award(A)
Direct
2.9K shares-
AMP
AMERIPRISE FINANCIAL INC
Jan 27, 2025
Tax Payment(F)
Direct
96 shares at avg. $561.38$54K
AMP
AMERIPRISE FINANCIAL INC
Jan 26, 2025
Tax Payment(F)
Direct
111 shares at avg. $563.58$63K
AMP
AMERIPRISE FINANCIAL INC
Apr 29, 2021
Sale(S)
Direct
974 shares at avg. $259.53$253K

		Type	Shares	Price		Ownership
May 14, 2026	AMP AMERIPRISE FINANCIAL INC	Sale(S)	6,255	$472.52	$2,955,607	Direct
May 14, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	1,437	$471.22	$677,143	Direct
May 14, 2026	AMP AMERIPRISE FINANCIAL INC	Exercise(M)	2,221	$165.41	$367,376	Direct
Feb 2, 2026	AMP AMERIPRISE FINANCIAL INC	Award(A)	1,014	-	$0	Direct
Jan 31, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	136	$527.19	$71,698	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	1,115	$498.33	$555,638	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Award(A)	2,887	-	$0	Direct
Jan 27, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	97	$498.33	$48,338	Direct
Jan 26, 2026	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	114	$500.53	$57,060	Direct
Jul 10, 2025	AMP AMERIPRISE FINANCIAL INC	Exercise(M)	204	-	-	Direct
Jul 10, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	89	$542.51	$48,048	Direct
Feb 7, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A) Phantom Stock	146	$538.60	-	Direct
Jan 31, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A)	894	-	-	Direct
Jan 28, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	1,305	$571.84	$746,251	Direct
Jan 28, 2025	AMP AMERIPRISE FINANCIAL INC	Award(A)	2,934	-	$0	Direct
Jan 27, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	96	$561.38	$53,892	Direct
Jan 26, 2025	AMP AMERIPRISE FINANCIAL INC	Tax Payment(F)	111	$563.58	$62,557	Direct
Apr 29, 2021	AMP AMERIPRISE FINANCIAL INC	Sale(S)	974	$259.53	$252,782	Direct

1-18 of 18 transactions

About Smyth Gerard P.

Smyth Gerard P. (SEC CIK 0001823254) files insider reports with the SEC as EVP & CIO of AMERIPRISE FINANCIAL INC (AMP).

Signal8 holds 11 ownership filings by Smyth Gerard P., all Form 4s, filed between Jan 28, 2025 and May 18, 2026. Those filings report 18 transactions, from Apr 29, 2021 to May 14, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Smyth Gerard P.'s filings is in MINNEAPOLIS, MN.

Recent filings by Smyth Gerard P.

May 14, 2026: Open-market sale of AMP shares (Form 4, code S).
May 14, 2026: Tax withholding of AMP shares (Form 4, code F).
May 14, 2026: Option exercise of AMP shares (Form 4, code M).
Feb 2, 2026: Grant or award of AMP shares (Form 4, code A).
Jan 31, 2026: Tax withholding of AMP shares (Form 4, code F).

Other insiders filing for AMERIPRISE FINANCIAL INC (AMP)

MELLOH HEATHER J., EVP AND GENERAL COUNSEL
Brockman Dawn M., SVP AND CONTROLLER
McGraw Deirdre Davey, EVP Mktg, Strat. & Comms.
CRACCHIOLO JAMES M, CHAIRMAN AND CEO
Berman Walter Stanley, EXECUTIVE VP AND CFO
WILLIAMS CHRISTOPHER J, Director

How to read Form 4 transaction codes