Richard L. Stein

CIK: 0001831906

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)2 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)3 (60.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CFG

CITIZENS FINANCIAL GROUP INC/RI

Officer

Discretionary Trading P&L

Holdings

Transaction History (5 total)

CFG
CITIZENS FINANCIAL GROUP INC/RI
Jun 15, 2026
Tax Payment(F)
Direct
4.9K shares at avg. $67.65$332K
CFG
CITIZENS FINANCIAL GROUP INC/RI
Mar 1, 2026
Award(A)
Direct
13K shares-
CFG
CITIZENS FINANCIAL GROUP INC/RI
Mar 1, 2026
Tax Payment(F)
Direct
12.3K shares at avg. $60.19$740K
CFG
CITIZENS FINANCIAL GROUP INC/RI
Mar 1, 2025
Award(A)
Direct
14.6K shares-
CFG
CITIZENS FINANCIAL GROUP INC/RI
Mar 1, 2025
Tax Payment(F)
Direct
10.5K shares at avg. $45.77$479K

		Type	Shares	Price		Ownership
Jun 15, 2026	CFG CITIZENS FINANCIAL GROUP INC/RI	Tax Payment(F)	4,913	$67.65	$332,364	Direct
Mar 1, 2026	CFG CITIZENS FINANCIAL GROUP INC/RI	Award(A)	12,958	-	$0	Direct
Mar 1, 2026	CFG CITIZENS FINANCIAL GROUP INC/RI	Tax Payment(F)	12,295	$60.19	$740,036	Direct
Mar 1, 2025	CFG CITIZENS FINANCIAL GROUP INC/RI	Award(A)	14,556	-	-	Direct
Mar 1, 2025	CFG CITIZENS FINANCIAL GROUP INC/RI	Tax Payment(F)	10,461	$45.77	$478,800	Direct

1-5 of 5 transactions

About Stein Richard L.

Stein Richard L. (SEC CIK 0001831906) files insider reports with the SEC as Chief Risk Officer of CITIZENS FINANCIAL GROUP INC/RI (CFG).

Signal8 holds 3 ownership filings by Stein Richard L., all Form 4s, filed between Mar 4, 2025 and Jun 16, 2026. Those filings report 5 transactions, from Mar 1, 2025 to Jun 15, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Stein Richard L.'s filings is in STAMFORD, CT.

Recent filings by Stein Richard L.

Jun 15, 2026: Tax withholding of CFG shares (Form 4, code F).
Mar 1, 2026: Grant or award of CFG shares (Form 4, code A).
Mar 1, 2026: Tax withholding of CFG shares (Form 4, code F).
Mar 1, 2025: Grant or award of CFG shares (Form 4, code A).
Mar 1, 2025: Tax withholding of CFG shares (Form 4, code F).

Other insiders filing for CITIZENS FINANCIAL GROUP INC/RI (CFG)

BANERJEE AUNOY, Chief Financial Officer
Boss Matthew, Head of Consumer Banking
Cumming Christine M, Director
SIEKERKA MICHELE N, Director
Leary Robert G, Director
KELLY EDWARD J III, Director

How to read Form 4 transaction codes