Richard Carleton
CIK: 0001935449
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
SHF Holdings, Inc.
Discretionary Trading P&L
Holdings
Transaction History (5 total)
- Dec 31, 2025SHFS
SHF Holdings, Inc.
Other(J)DirectSeries B Convertible Preferred Stock
1 shares at avg. $800.00- - Dec 10, 2025SHFS
SHF Holdings, Inc.
Other(J)DirectSeries B Convertible Preferred Stock
1 shares at avg. $800.00- - Sep 30, 2025SHFS
SHF Holdings, Inc.
Purchase(P)DirectSeries B Convertible Preferred Stock
13 shares at avg. $800.00- - Sep 30, 2025SHFS
SHF Holdings, Inc.
Purchase(P)DirectSeries B Warrant to Purchase Common Stock (Right to Buy)
837 shares- - Apr 24, 2025SHFS
SHF Holdings, Inc.
Award(A)DirectStock Option (Right to Buy)
11.6K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Dec 31, 2025 | SHFS SHF Holdings, Inc. | Other(J) Series B Convertible Preferred Stock | 1 | $800.00 | - | Direct |
| Dec 10, 2025 | SHFS SHF Holdings, Inc. | Other(J) Series B Convertible Preferred Stock | 1 | $800.00 | - | Direct |
| Sep 30, 2025 | SHFS SHF Holdings, Inc. | Purchase(P) Series B Convertible Preferred Stock | 13 | $800.00 | - | Direct |
| Sep 30, 2025 | SHFS SHF Holdings, Inc. | Purchase(P) Series B Warrant to Purchase Common Stock (Right to Buy) | 837 | - | - | Direct |
| Apr 24, 2025 | SHFS SHF Holdings, Inc. | Award(A) Stock Option (Right to Buy) | 11,628 | - | - | Direct |
1-5 of 5 transactions
About Carleton Richard
Carleton Richard (SEC CIK 0001935449) files insider reports with the SEC as Director of SHF Holdings, Inc. (SHFS).
Signal8 holds 2 ownership filings by Carleton Richard, all Form 4s, filed between Apr 28, 2025 and May 8, 2026. Those filings report 5 transactions, from Apr 24, 2025 to Dec 31, 2025. Signal8's Form 4 history starts in Sep 2024.
The business address on Carleton Richard's filings is in CLARKSBURG.
Recent filings by Carleton Richard
- Dec 31, 2025: Other transaction of SHFS derivative securities (Form 4, code J).
- Dec 10, 2025: Other transaction of SHFS derivative securities (Form 4, code J).
- Sep 30, 2025: Open-market purchases of SHFS derivative securities (2 lines, Form 4, code P).
- Apr 24, 2025: Grant or award of SHFS derivative securities (Form 4, code A).
Other insiders filing for SHF Holdings, Inc. (SHFS)
- Kay Jeffrey R., Chief Marketing Officer
- Mendez Terrance Elliot, Co-Chief Executive Officer
- Regan Michael, Chief Inv. & Strat. Officer
- BECK DOUGLAS, PAO SVP of Finance Controller
- Braun III Francis A, Director
- Emmi Donald, Chief Legal Officer