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Dawn M. Brockman

CIK: 0001937010

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)2 (12.5%)

Position reduction

Option Exercises (M)2 (12.5%)

Derivative conversions

Awards (A)4 (25.0%)

Compensation grants

Other (G, F, J, C, D, …)8 (50.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

AMERIPRISE FINANCIAL INC logo
AMP

AMERIPRISE FINANCIAL INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (16 total)

  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Aug 10, 2026
    Sale(S)
    Direct
    472 shares at avg. $558.93$264K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jul 9, 2026
    Exercise(M)
    Direct
    26 shares-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jul 9, 2026
    Tax Payment(F)
    Direct
    9 shares at avg. $500.16$5K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Feb 6, 2026
    Award(A)

    Phantom Stock

    Direct
    9 shares at avg. $542.99-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Feb 2, 2026
    Award(A)
    Direct
    177 shares-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 31, 2026
    Tax Payment(F)
    Direct
    20 shares at avg. $527.19$11K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 27, 2026
    Tax Payment(F)
    Direct
    22 shares at avg. $498.33$11K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 26, 2026
    Tax Payment(F)
    Direct
    22 shares at avg. $500.53$11K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jul 10, 2025
    Exercise(M)
    Direct
    26 shares-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jul 10, 2025
    Tax Payment(F)
    Direct
    10 shares at avg. $542.51$5K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Feb 7, 2025
    Award(A)

    Phantom Stock

    Direct
    27 shares at avg. $538.60-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 31, 2025
    Award(A)
    Direct
    159 shares-
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 28, 2025
    Tax Payment(F)
    Direct
    22 shares at avg. $571.84$13K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 27, 2025
    Tax Payment(F)
    Direct
    21 shares at avg. $561.38$12K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Jan 26, 2025
    Tax Payment(F)
    Direct
    22 shares at avg. $563.58$12K
  • AMERIPRISE FINANCIAL INC logo
    AMP

    AMERIPRISE FINANCIAL INC

    Nov 6, 2024
    Sale(S)
    Direct
    350 shares at avg. $560.12$196K

1-16 of 16

About Brockman Dawn M.

Brockman Dawn M. (SEC CIK 0001937010) files insider reports with the SEC as SVP AND CONTROLLER of AMERIPRISE FINANCIAL INC (AMP).

Signal8 holds 12 ownership filings by Brockman Dawn M., all Form 4s, filed between Nov 8, 2024 and Aug 12, 2026. Those filings report 16 transactions, from Nov 6, 2024 to Aug 10, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Brockman Dawn M.'s filings is in MINNEAPOLIS, MN.

Recent filings by Brockman Dawn M.

  • Aug 10, 2026: Open-market sale of AMP shares (Form 4, code S).
  • Jul 9, 2026: Option exercise of AMP shares (Form 4, code M).
  • Jul 9, 2026: Tax withholding of AMP shares (Form 4, code F).
  • Feb 6, 2026: Grant or award of AMP derivative securities (Form 4, code A).
  • Feb 2, 2026: Grant or award of AMP shares (Form 4, code A).

Other insiders filing for AMERIPRISE FINANCIAL INC (AMP)

How to read Form 4 transaction codes