James P. Kavanaugh

CIK: 0001940969

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)2 (40.0%)

Derivative conversions

Awards (A)2 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)1 (20.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

STIFEL FINANCIAL CORP

Director

Discretionary Trading P&L

Holdings

Transaction History (5 total)

SF
STIFEL FINANCIAL CORP
Jun 9, 2026
Award(A)
Phantom Stock Units
Direct
2.5K shares at avg. $71.40-
SF
STIFEL FINANCIAL CORP
Jun 4, 2026
Exercise(M)
Direct
2.8K shares-
SF
STIFEL FINANCIAL CORP
Jun 4, 2026
Disposition(D)
Phantom Stock Units
Direct
2.8K shares-
SF
STIFEL FINANCIAL CORP
Jun 5, 2025
Exercise(M)
Direct
1.9K shares-
SF
STIFEL FINANCIAL CORP
Jun 4, 2025
Award(A)
Phantom Stock Units
Direct
1.9K shares at avg. $93.35-

		Type	Shares	Price		Ownership
Jun 9, 2026	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	2,450	$71.40	-	Direct
Jun 4, 2026	SF STIFEL FINANCIAL CORP	Exercise(M)	2,812	-	$0	Direct
Jun 4, 2026	SF STIFEL FINANCIAL CORP	Disposition(D) Phantom Stock Units	2,812	-	-	Direct
Jun 5, 2025	SF STIFEL FINANCIAL CORP	Exercise(M)	1,914	-	-	Direct
Jun 4, 2025	SF STIFEL FINANCIAL CORP	Award(A) Phantom Stock Units	1,875	$93.35	-	Direct

1-5 of 5 transactions

About Kavanaugh James P.

Kavanaugh James P. (SEC CIK 0001940969) files insider reports with the SEC as Director of STIFEL FINANCIAL CORP (SF).

Signal8 holds 3 ownership filings by Kavanaugh James P., all Form 4s, filed between Jun 6, 2025 and Jun 11, 2026. Those filings report 5 transactions, from Jun 4, 2025 to Jun 9, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Kavanaugh James P.'s filings is in ST. LOUIS, MO.

Recent filings by Kavanaugh James P.

Jun 9, 2026: Grant or award of SF derivative securities (Form 4, code A).
Jun 4, 2026: Option exercise of SF shares (Form 4, code M).
Jun 4, 2026: Disposition to issuer transaction of SF derivative securities (Form 4, code D).
Jun 5, 2025: Option exercise of SF shares (Form 4, code M).
Jun 4, 2025: Grant or award of SF derivative securities (Form 4, code A).

Other insiders filing for STIFEL FINANCIAL CORP (SF)

Brown Maryam S., Director
Berlew Adam T., Director
BROWN MICHAEL W, Director
Carnoy Lisa Landau, Director
Nesi Victor, Director
PEACOCK DAVID A, Director

How to read Form 4 transaction codes