Catherine B. Pennington

CIK: 0002022011

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)5 (100.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

CDIX

Cardiff Lexington Corp

Director

Discretionary Trading P&L

Holdings

Transaction History (5 total)

CDIX
Cardiff Lexington Corp
Sep 8, 2026
Award(A)
Stock Option
Direct
500K shares-
CDIX
Cardiff Lexington Corp
Apr 1, 2026
Award(A)
Direct
5K shares-
CDIX
Cardiff Lexington Corp
Dec 11, 2025
Award(A)
Stock Option
Direct
50K shares-
CDIX
Cardiff Lexington Corp
Sep 26, 2025
Award(A)
Direct
5K shares-
CDIX
Cardiff Lexington Corp
Sep 26, 2025
Award(A)
Direct
5K shares-

		Type	Shares	Price		Ownership
Sep 8, 2026	CDIX Cardiff Lexington Corp	Award(A) Stock Option	500,000	-	-	Direct
Apr 1, 2026	CDIX Cardiff Lexington Corp	Award(A)	5,000	-	$0	Direct
Dec 11, 2025	CDIX Cardiff Lexington Corp	Award(A) Stock Option	50,000	-	-	Direct
Sep 26, 2025	CDIX Cardiff Lexington Corp	Award(A)	5,000	-	-	Direct
Sep 26, 2025	CDIX Cardiff Lexington Corp	Award(A)	5,000	-	-	Direct

1-5 of 5 transactions

About Pennington Catherine B.

Pennington Catherine B. (SEC CIK 0002022011) files insider reports with the SEC as Director of Cardiff Lexington Corp (CDIX).

Signal8 holds 3 ownership filings by Pennington Catherine B., all Form 4s, filed between Dec 15, 2025 and Sep 15, 2026. Those filings report 5 transactions, from Sep 26, 2025 to Sep 8, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Pennington Catherine B.'s filings is in LEXINGTON, KY.

Recent filings by Pennington Catherine B.

Sep 8, 2026: Grant or award of CDIX derivative securities (Form 4, code A).
Apr 1, 2026: Grant or award of CDIX shares (Form 4, code A).
Dec 11, 2025: Grant or award of CDIX derivative securities (Form 4, code A).
Sep 26, 2025: Grants or awards of CDIX shares (2 lines, Form 4, code A).

Other insiders filing for Cardiff Lexington Corp (CDIX)

Staley Louis Jack Sr., Director
Johnson Gillard B. III, Director
Cunningham Alex H., Chief Executive Officer
Shafer Matthew T, Chief Financial Officer
THOMPSON DANIEL, Chairman of the Board

How to read Form 4 transaction codes