Yukiko Ozaki

CIK: 0002120479

Transaction Breakdown

Open Market Buys (P)1 (8.3%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)2 (16.7%)

Derivative conversions

Awards (A)7 (58.3%)

Compensation grants

Other (G, F, J, C, D, …)2 (16.7%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

NMR

NOMURA HOLDINGS INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (12 total)

NMR
NOMURA HOLDINGS INC
Oct 23, 2026
Award(A)
Indirect
7 shares at avg. $9.20$63.811
NMR
NOMURA HOLDINGS INC
Sep 25, 2026
Award(A)
Indirect
6 shares at avg. $9.97$61.565
NMR
NOMURA HOLDINGS INC
Aug 25, 2026
Award(A)
Indirect
7 shares at avg. $9.87$64.599
NMR
NOMURA HOLDINGS INC
Jul 24, 2026
Award(A)
Indirect
6 shares at avg. $9.83$60.641
NMR
NOMURA HOLDINGS INC
Jun 25, 2026
Award(A)
Indirect
8 shares at avg. $8.86$68.957
NMR
NOMURA HOLDINGS INC
May 25, 2026
Award(A)
Indirect
84 shares at avg. $8.21$691.142
NMR
NOMURA HOLDINGS INC
Apr 27, 2026
Tax Payment(F)
Direct
1.5K shares at avg. $7.71$11K
NMR
NOMURA HOLDINGS INC
Apr 27, 2026
Exercise(M)
Direct
4.9K shares-
NMR
NOMURA HOLDINGS INC
Apr 24, 2026
Award(A)
Indirect
7 shares at avg. $8.41$61.965
NMR
NOMURA HOLDINGS INC
Apr 24, 2026
Disposition(D)
Direct
2.9K shares at avg. $8.21$24K
NMR
NOMURA HOLDINGS INC
Apr 24, 2026
Exercise(M)
Direct
2.9K shares-
NMR
NOMURA HOLDINGS INC
Mar 25, 2026
Purchase(P)
Indirect
8 shares at avg. $8.05$63.909

		Type	Shares	Price		Ownership
Oct 23, 2026	NMR NOMURA HOLDINGS INC	Award(A)	7	$9.20	$64	Indirect
Sep 25, 2026	NMR NOMURA HOLDINGS INC	Award(A)	6	$9.97	$62	Indirect
Aug 25, 2026	NMR NOMURA HOLDINGS INC	Award(A)	7	$9.87	$65	Indirect
Jul 24, 2026	NMR NOMURA HOLDINGS INC	Award(A)	6	$9.83	$61	Indirect
Jun 25, 2026	NMR NOMURA HOLDINGS INC	Award(A)	8	$8.86	$69	Indirect
May 25, 2026	NMR NOMURA HOLDINGS INC	Award(A)	84	$8.21	$691	Indirect
Apr 27, 2026	NMR NOMURA HOLDINGS INC	Tax Payment(F)	1,467	$7.71	$11,311	Direct
Apr 27, 2026	NMR NOMURA HOLDINGS INC	Exercise(M)	4,900	-	$0	Direct
Apr 24, 2026	NMR NOMURA HOLDINGS INC	Award(A)	7	$8.41	$62	Indirect
Apr 24, 2026	NMR NOMURA HOLDINGS INC	Disposition(D)	2,896	$8.21	$23,776	Direct
Apr 24, 2026	NMR NOMURA HOLDINGS INC	Exercise(M)	2,896	-	$0	Direct
Mar 25, 2026	NMR NOMURA HOLDINGS INC	Purchase(P)	8	$8.05	$64	Indirect

1-12 of 12 transactions

About Ozaki Yukiko

Ozaki Yukiko (SEC CIK 0002120479) files insider reports with the SEC as Officer of NOMURA HOLDINGS INC (NMR).

Signal8 holds 9 ownership filings by Ozaki Yukiko (1 Form 3, 8 Form 4), filed between Mar 18, 2026 and Oct 26, 2026. Those filings report 12 transactions, from Mar 25, 2026 to Oct 23, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Ozaki Yukiko's filings is in TOKYO.

Recent filings by Ozaki Yukiko

Oct 23, 2026: Grant or award of NMR shares (Form 4, code A).
Sep 25, 2026: Grant or award of NMR shares (Form 4, code A).
Aug 25, 2026: Grant or award of NMR shares (Form 4, code A).
Jul 24, 2026: Grant or award of NMR shares (Form 4, code A).
Jun 25, 2026: Grant or award of NMR shares (Form 4, code A).

Other insiders filing for NOMURA HOLDINGS INC (NMR)

How to read Form 4 transaction codes