Baes Nicholas
SEC insider (Form 3/4/5 filer). CIK 0002043681. Chief Operating Officer at Bakkt, Inc. (BKKT). 15 reported Form 4/5 transactions since Sep 2024; latest on Sep 30, 2026. Located in ATLANTA, GA.
Companies Baes Nicholas has filed insider reports for
- Bakkt, Inc. (BKKT): Officer, Chief Operating Officer
Baes Nicholas
CIK: 0002043681
Transaction Breakdown
Open Market Buys (P)0 (0.0%)
High conviction signal
Open Market Sales (S)5 (33.3%)
Position reduction
Option Exercises (M)2 (13.3%)
Derivative conversions
Awards (A)4 (26.7%)
Compensation grants
Other (G, F, J, C, D, …)4 (26.7%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
BKKT
Bakkt, Inc.
Officer
Discretionary Trading P&L
Holdings
Transaction History (15 total)
- Sep 30, 2026BKKT
Bakkt, Inc.
AwardDirect30K shares- - Sep 23, 2026BKKT
Bakkt, Inc.
SaleDirect1.3K shares at avg. $8.61$11K - Jun 25, 2026BKKT
Bakkt, Inc.
SaleDirect1.6K shares at avg. $7.93$12K - May 15, 2026BKKT
Bakkt, Inc.
ExerciseDirect671 shares at avg. $10.00$7K - Apr 28, 2026BKKT
Bakkt, Inc.
SaleDirect2.4K shares at avg. $9.13$21K - Apr 6, 2026BKKT
Bakkt, Inc.
SaleDirect711 shares at avg. $7.56$5K - Nov 14, 2025BKKT
Bakkt Holdings, Inc.
Tax PaymentDirect198 shares at avg. $21.61$4K - Nov 12, 2025BKKT
Bakkt Holdings, Inc.
ExerciseDirect671 shares at avg. $10.00$7K - Oct 31, 2025BKKT
Bakkt Holdings, Inc.
AwardDirectStock Option (right to buy)
53.7K shares- - Oct 9, 2025BKKT
Bakkt, Inc.
SaleDirect4.9K shares at avg. $39.59$195K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Sep 30, 2026 | BKKT Bakkt, Inc. | Award | 30,000 | - | $0 | Direct |
| Sep 23, 2026 | BKKT Bakkt, Inc. | Sale | 1,272 | $8.61 | $10,952 | Direct |
| Jun 25, 2026 | BKKT Bakkt, Inc. | Sale | 1,562 | $7.93 | $12,387 | Direct |
| May 15, 2026 | BKKT Bakkt, Inc. | Exercise | 671 | $10.00 | $6,710 | Direct |
| Apr 28, 2026 | BKKT Bakkt, Inc. | Sale | 2,352 | $9.13 | $21,474 | Direct |
| Apr 6, 2026 | BKKT Bakkt, Inc. | Sale | 711 | $7.56 | $5,375 | Direct |
| Nov 14, 2025 | BKKT Bakkt Holdings, Inc. | Tax Payment | 198 | $21.61 | $4,279 | Direct |
| Nov 12, 2025 | BKKT Bakkt Holdings, Inc. | Exercise | 671 | $10.00 | $6,710 | Direct |
| Oct 31, 2025 | BKKT Bakkt Holdings, Inc. | Award Stock Option (right to buy) | 53,691 | - | - | Direct |
| Oct 9, 2025 | BKKT Bakkt, Inc. | Sale | 4,922 | $39.59 | $194,862 | Direct |
1-10 of 15 transactions