Carleton Richard
SEC insider (Form 3/4/5 filer). CIK 0001935449. Director at SHF Holdings, Inc. (SHFS). 5 reported Form 4/5 transactions since Sep 2024; latest on Dec 31, 2025. Located in CLARKSBURG.
Companies Carleton Richard has filed insider reports for
- SHF Holdings, Inc. (SHFS): Director
Carleton Richard
CIK: 0001935449
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
SHF Holdings, Inc.
Discretionary Trading P&L
Holdings
Transaction History (5 total)
- Dec 31, 2025SHFS
SHF Holdings, Inc.
OtherDirectSeries B Convertible Preferred Stock
1 shares at avg. $800.00- - Dec 10, 2025SHFS
SHF Holdings, Inc.
OtherDirectSeries B Convertible Preferred Stock
1 shares at avg. $800.00- - Sep 30, 2025SHFS
SHF Holdings, Inc.
PurchaseDirectSeries B Convertible Preferred Stock
13 shares at avg. $800.00- - Sep 30, 2025SHFS
SHF Holdings, Inc.
PurchaseDirectSeries B Warrant to Purchase Common Stock (Right to Buy)
837 shares- - Apr 24, 2025SHFS
SHF Holdings, Inc.
AwardDirectStock Option (Right to Buy)
11.6K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Dec 31, 2025 | SHFS SHF Holdings, Inc. | Other Series B Convertible Preferred Stock | 1 | $800.00 | - | Direct |
| Dec 10, 2025 | SHFS SHF Holdings, Inc. | Other Series B Convertible Preferred Stock | 1 | $800.00 | - | Direct |
| Sep 30, 2025 | SHFS SHF Holdings, Inc. | Purchase Series B Convertible Preferred Stock | 13 | $800.00 | - | Direct |
| Sep 30, 2025 | SHFS SHF Holdings, Inc. | Purchase Series B Warrant to Purchase Common Stock (Right to Buy) | 837 | - | - | Direct |
| Apr 24, 2025 | SHFS SHF Holdings, Inc. | Award Stock Option (Right to Buy) | 11,628 | - | - | Direct |
1-5 of 5 transactions