Dean Lia
SEC insider (Form 3/4/5 filer). CIK 0001741273. Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP (COF). 22 reported Form 4/5 transactions since Sep 2024; latest on Oct 15, 2026. Located in MCLEAN, VA.
Companies Dean Lia has filed insider reports for
- CAPITAL ONE FINANCIAL CORP (COF): Officer, Pres, Banking & Prem. Products
Dean Lia
CIK: 0001741273
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
CAPITAL ONE FINANCIAL CORP
Discretionary Trading P&L
Holdings
Transaction History (22 total)
- Oct 15, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect1.9K shares at avg. $195.86$370K - Sep 15, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect2.1K shares at avg. $206.07$426K - Aug 17, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect1 shares at avg. $225.92$225.92 - Aug 17, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect2.2K shares at avg. $225.52$494K - Apr 1, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect1.7K shares at avg. $185.61$314K - Mar 9, 2026COF
CAPITAL ONE FINANCIAL CORP
AwardDirect8.1K shares- - Mar 9, 2026COF
CAPITAL ONE FINANCIAL CORP
Tax PaymentDirect4.1K shares at avg. $185.73$753K - Mar 2, 2026COF
CAPITAL ONE FINANCIAL CORP
SaleDirect3.3K shares at avg. $191.00$627K - Feb 15, 2026COF
CAPITAL ONE FINANCIAL CORP
Tax PaymentDirect1.3K shares at avg. $207.37$262K - Feb 15, 2026COF
CAPITAL ONE FINANCIAL CORP
Tax PaymentDirect1.4K shares at avg. $207.37$300K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Oct 15, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 1,887 | $195.86 | $369,588 | Direct |
| Sep 15, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 2,066 | $206.07 | $425,741 | Direct |
| Aug 17, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 1 | $225.92 | $226 | Direct |
| Aug 17, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 2,192 | $225.52 | $494,340 | Direct |
| Apr 1, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 1,692 | $185.61 | $314,052 | Direct |
| Mar 9, 2026 | COF CAPITAL ONE FINANCIAL CORP | Award | 8,094 | - | $0 | Direct |
| Mar 9, 2026 | COF CAPITAL ONE FINANCIAL CORP | Tax Payment | 4,056 | $185.73 | $753,321 | Direct |
| Mar 2, 2026 | COF CAPITAL ONE FINANCIAL CORP | Sale | 3,284 | $191.00 | $627,244 | Direct |
| Feb 15, 2026 | COF CAPITAL ONE FINANCIAL CORP | Tax Payment | 1,262 | $207.37 | $261,701 | Direct |
| Feb 15, 2026 | COF CAPITAL ONE FINANCIAL CORP | Tax Payment | 1,445 | $207.37 | $299,650 | Direct |
1-10 of 22 transactions