Gates Greg
SEC insider (Form 3/4/5 filer). CIK 0001877100. Group Managing Director at LPL Financial Holdings Inc. (LPLA). 74 reported Form 4/5 transactions since Sep 2024; latest on Aug 20, 2026. Located in SAN DIEGO, CA.
Companies Gates Greg has filed insider reports for
- LPL Financial Holdings Inc. (LPLA): Officer, Group Managing Director
Gates Greg
CIK: 0001877100
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
LPL Financial Holdings Inc.
Discretionary Trading P&L
Holdings
Transaction History (74 total)
- Aug 20, 2026LPLA
LPL Financial Holdings Inc.
ExerciseDirect7.2K shares at avg. $77.53$557K - Aug 20, 2026LPLA
LPL Financial Holdings Inc.
SaleDirect4.1K shares at avg. $355.38$1.5M - Jun 12, 2026LPLA
LPL Financial Holdings Inc.
Tax PaymentDirect232 shares at avg. $295.66$69K - Feb 25, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect2.8K shares- - Feb 25, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect1.9K shares- - Feb 25, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect2.8K shares- - Feb 25, 2026LPLA
LPL Financial Holdings Inc.
Tax PaymentDirect1.3K shares at avg. $318.47$412K - Dec 5, 2025LPLA
LPL Financial Holdings Inc.
SaleDirect136 shares at avg. $370.44$50K - Dec 5, 2025LPLA
LPL Financial Holdings Inc.
SaleDirect34 shares at avg. $368.70$13K - Dec 5, 2025LPLA
LPL Financial Holdings Inc.
SaleDirect46 shares at avg. $367.95$17K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | Exercise | 7,189 | $77.53 | $557,363 | Direct |
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | Sale | 4,119 | $355.38 | $1,463,810 | Direct |
| Jun 12, 2026 | LPLA LPL Financial Holdings Inc. | Tax Payment | 232 | $295.66 | $68,593 | Direct |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | Award | 2,774 | - | $0 | Direct |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | Award | 1,856 | - | $0 | Direct |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | Award | 2,807 | - | $0 | Direct |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | Tax Payment | 1,293 | $318.47 | $411,782 | Direct |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | Sale | 136 | $370.44 | $50,380 | Direct |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | Sale | 34 | $368.70 | $12,536 | Direct |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | Sale | 46 | $367.95 | $16,926 | Direct |
1-10 of 74 transactions