JANIS FRANCES
SEC insider (Form 3/4/5 filer). CIK 0001639491. Treasurer and PFO at Pomona Investment Fund (NONE). 4 reported Form 4/5 transactions since Sep 2024; latest on Apr 1, 2026. Located in NEW YORK, NY.
Companies JANIS FRANCES has filed insider reports for
- Pomona Investment Fund (NONE): Officer, Treasurer and PFO
JANIS FRANCES
CIK: 0001639491
Transaction Breakdown
Open Market Buys (P)2 (50.0%)
High conviction signal
Open Market Sales (S)0 (0.0%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)2 (50.0%)
Compensation grants
Other (G, F, J, C, D, …)0 (0.0%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
NONE
Pomona Investment Fund
Officer
Discretionary Trading P&L
Holdings
Transaction History (4 total)
- Apr 1, 2026No ticker
Pomona Investment Fund
AwardDirect13.7K shares at avg. $16.23$222K - Nov 3, 2025No ticker
Pomona Investment Fund
PurchaseDirect8K shares at avg. $17.03$136K - Apr 1, 2025No ticker
Pomona Investment Fund
PurchaseDirect8K shares at avg. $16.13$129K - Apr 1, 2024No ticker
Pomona Investment Fund
AwardDirect6K shares at avg. $15.91$96K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Apr 1, 2026 | No ticker Pomona Investment Fund | Award | 13,672 | $16.23 | $221,868 | Direct |
| Nov 3, 2025 | No ticker Pomona Investment Fund | Purchase | 7,999 | $17.03 | $136,214 | Direct |
| Apr 1, 2025 | No ticker Pomona Investment Fund | Purchase | 7,999 | $16.13 | $129,032 | Direct |
| Apr 1, 2024 | No ticker Pomona Investment Fund | Award | 6,013 | $15.91 | $95,680 | Direct |
1-4 of 4 transactions