Kaplan Matthew D
SEC insider (Form 3/4/5 filer). CIK 0001916576. CEO and President at Great Elm Capital Corp. (GECC). 5 reported Form 4/5 transactions since Sep 2024; latest on Nov 7, 2025. Located in PALM BEACH GARDENS, FL.
Companies Kaplan Matthew D has filed insider reports for
- Great Elm Capital Corp. (GECC): Officer, CEO and President
Kaplan Matthew D
CIK: 0001916576
Transaction Breakdown
Open Market Buys (P)1 (20.0%)
High conviction signal
Open Market Sales (S)0 (0.0%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)2 (40.0%)
Compensation grants
Other (G, F, J, C, D, …)2 (40.0%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
GECC
Great Elm Capital Corp.
Officer
Discretionary Trading P&L
Holdings
Transaction History (5 total)
- Nov 7, 2025GECC
Great Elm Capital Corp.
PurchaseDirect19.7K shares at avg. $7.64$150K - Sep 23, 2025GECC
Great Elm Capital Corp.
Tax PaymentDirect8.2K shares at avg. $11.43$94K - Sep 19, 2025GECC
Great Elm Capital Corp.
AwardDirect37.1K shares- - Sep 19, 2025GECC
Great Elm Capital Corp.
AwardDirect1.1K shares- - Sep 20, 2024GECC
Great Elm Capital Corp.
OtherDirect42.1K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Nov 7, 2025 | GECC Great Elm Capital Corp. | Purchase | 19,650 | $7.64 | $150,126 | Direct |
| Sep 23, 2025 | GECC Great Elm Capital Corp. | Tax Payment | 8,211 | $11.43 | $93,852 | Direct |
| Sep 19, 2025 | GECC Great Elm Capital Corp. | Award | 37,117 | - | - | Direct |
| Sep 19, 2025 | GECC Great Elm Capital Corp. | Award | 1,055 | - | - | Direct |
| Sep 20, 2024 | GECC Great Elm Capital Corp. | Other | 42,121 | - | $0 | Direct |
1-5 of 5 transactions