Kleinman Adam M
SEC insider (Form 3/4/5 filer). CIK 0001715823. CCO and Secretary at Great Elm Capital Corp. (GECC) and 1 other issuer. 13 reported Form 4/5 transactions since Sep 2024; latest on Sep 21, 2026. Located in PALM BEACH GARDENS, FL.
Companies Kleinman Adam M has filed insider reports for
- Great Elm Capital Corp. (GECC): Officer, CCO and Secretary
- Great Elm Group, Inc. (GEG): Officer, President
Kleinman Adam M
CIK: 0001715823
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (13 total)
- Sep 21, 2026GECC
Great Elm Capital Corp.
AwardDirect791 shares- - Sep 21, 2026GECC
Great Elm Capital Corp.
Tax PaymentDirect3.5K shares at avg. $5.37$19K - Sep 21, 2026GECC
Great Elm Capital Corp.
AwardDirect15.3K shares- - Sep 21, 2026GEG
Great Elm Group, Inc.
Tax PaymentDirect17.4K shares at avg. $2.15$37K - Sep 21, 2026GEG
Great Elm Group, Inc.
AwardDirect40.1K shares- - Sep 23, 2025GECC
Great Elm Capital Corp.
Tax PaymentDirect1.4K shares at avg. $11.43$16K - Sep 23, 2025GEG
Great Elm Group, Inc.
Tax PaymentDirect18.3K shares at avg. $2.80$51K - Sep 19, 2025GECC
Great Elm Capital Corp.
AwardDirect5.5K shares- - Sep 19, 2025GECC
Great Elm Capital Corp.
AwardDirect156 shares- - Sep 19, 2025GEG
Great Elm Group, Inc.
AwardDirect23K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Sep 21, 2026 |  GECC Great Elm Capital Corp. | Award | 791 | - | $0 | Direct |
| Sep 21, 2026 | GECC Great Elm Capital Corp. | Tax Payment | 3,451 | $5.37 | $18,532 | Direct |
| Sep 21, 2026 | GECC Great Elm Capital Corp. | Award | 15,292 | - | $0 | Direct |
| Sep 21, 2026 |  GEG Great Elm Group, Inc. | Tax Payment | 17,367 | $2.15 | $37,339 | Direct |
| Sep 21, 2026 | GEG Great Elm Group, Inc. | Award | 40,104 | - | $0 | Direct |
| Sep 23, 2025 | GECC Great Elm Capital Corp. | Tax Payment | 1,361 | $11.43 | $15,556 | Direct |
| Sep 23, 2025 | GEG Great Elm Group, Inc. | Tax Payment | 18,313 | $2.80 | $51,276 | Direct |
| Sep 19, 2025 | GECC Great Elm Capital Corp. | Award | 5,458 | - | - | Direct |
| Sep 19, 2025 | GECC Great Elm Capital Corp. | Award | 156 | - | - | Direct |
| Sep 19, 2025 | GEG Great Elm Group, Inc. | Award | 22,977 | - | - | Direct |
1-10 of 13 transactions