Charles D. Lake II

CIK: 0001144994

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)7 (70.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)3 (30.0%)

Compensation grants

Other (G, F, J, C, D, …)0 (0.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

SMFG

SUMITOMO MITSUI FINANCIAL GROUP, INC.

Director

AFL

AFLAC INC

Officer

Discretionary Trading P&L

Holdings

Transaction History (10 total)

SMFG
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Jul 24, 2026
Award(A)
Direct
305 shares-
AFL
AFLAC INC
May 5, 2026
Sale(S)
Direct
6.5K shares at avg. $113.43$737K
AFL
AFLAC INC
Mar 25, 2026
Sale(S)
Direct
5K shares at avg. $107.27$536K
AFL
AFLAC INC
Mar 11, 2026
Sale(S)
Direct
15.6K shares at avg. $109.93$1.7M
AFL
AFLAC INC
Feb 10, 2026
Award(A)
Direct
27.9K shares-
AFL
AFLAC INC
Mar 10, 2025
Sale(S)
Direct
2.4K shares at avg. $108.40$260K
AFL
AFLAC INC
Mar 10, 2025
Sale(S)
Direct
15.9K shares at avg. $107.62$1.7M
AFL
AFLAC INC
Mar 10, 2025
Sale(S)
Direct
11.5K shares at avg. $106.61$1.2M
AFL
AFLAC INC
Mar 7, 2025
Sale(S)
Direct
23.2K shares at avg. $107.63$2.5M
AFL
AFLAC INC
Feb 11, 2025
Award(A)
Direct
41.4K shares-

		Type	Shares	Price		Ownership
Jul 24, 2026	SMFG SUMITOMO MITSUI FINANCIAL GROUP, INC.	Award(A)	305	-	$0	Direct
May 5, 2026	AFL AFLAC INC	Sale(S)	6,500	$113.43	$737,308	Direct
Mar 25, 2026	AFL AFLAC INC	Sale(S)	5,000	$107.27	$536,365	Direct
Mar 11, 2026	AFL AFLAC INC	Sale(S)	15,590	$109.93	$1,713,809	Direct
Feb 10, 2026	AFL AFLAC INC	Award(A)	27,865	-	$0	Direct
Mar 10, 2025	AFL AFLAC INC	Sale(S)	2,400	$108.40	$260,160	Direct
Mar 10, 2025	AFL AFLAC INC	Sale(S)	15,863	$107.62	$1,707,176	Direct
Mar 10, 2025	AFL AFLAC INC	Sale(S)	11,539	$106.61	$1,230,173	Direct
Mar 7, 2025	AFL AFLAC INC	Sale(S)	23,170	$107.63	$2,493,787	Direct
Feb 11, 2025	AFL AFLAC INC	Award(A)	41,412	-	-	Direct

1-10 of 10 transactions

About LAKE CHARLES D II

LAKE CHARLES D II (SEC CIK 0001144994) files insider reports with the SEC as Director of SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG) and Chairman & Rep. Director, ALIJ of AFLAC INC (AFL).

Signal8 holds 8 ownership filings by LAKE CHARLES D II (1 Form 3, 7 Form 4), filed between Feb 13, 2025 and Jul 28, 2026. Those filings report 10 transactions, from Feb 11, 2025 to Jul 24, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on LAKE CHARLES D II's filings is in CHIYODA-KU, TOKYO.

Recent filings by LAKE CHARLES D II

Jul 24, 2026: Grant or award of SMFG shares (Form 4, code A).
May 5, 2026: Open-market sale of AFL shares (Form 4, code S).
Mar 25, 2026: Open-market sale of AFL shares (Form 4, code S).
Mar 11, 2026: Open-market sale of AFL shares (Form 4, code S).
Feb 10, 2026: Grant or award of AFL shares (Form 4, code A).

Other insiders filing for SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG)

Anchi Kazuyuki, Sr. Mg. Corp. EO & Group CFO
Yoshikawa Haruyuki, Senior Managing Corporate EO
Nagata Arihiro, Senior Managing Corporate EO
Uemura Akio, Senior Managing Corporate EO
Mabuchi Yukihiro, Senior Managing Corporate EO
Takamatsu Hideki, Senior Managing Corporate EO

How to read Form 4 transaction codes