Putnam James S
SEC insider (Form 3/4/5 filer). CIK 0001405298. Director at LPL Financial Holdings Inc. (LPLA). 12 reported Form 4/5 transactions since Sep 2024; latest on Aug 28, 2026. Located in SAN DIEGO, CA.
Companies Putnam James S has filed insider reports for
- LPL Financial Holdings Inc. (LPLA): Director
Putnam James S
CIK: 0001405298
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
LPL Financial Holdings Inc.
Discretionary Trading P&L
Holdings
Transaction History (12 total)
- Aug 28, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect7 shares- - Aug 3, 2026LPLA
LPL Financial Holdings Inc.
GiftDirect2K shares- - Jun 4, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect10 shares- - May 15, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect712 shares- - May 7, 2026LPLA
LPL Financial Holdings Inc.
GiftDirect100 shares- - Mar 24, 2026LPLA
LPL Financial Holdings Inc.
AwardDirect10 shares- - Dec 1, 2025LPLA
LPL Financial Holdings Inc.
AwardDirect7 shares- - Aug 29, 2025LPLA
LPL Financial Holdings Inc.
AwardDirect7 shares- - Jun 12, 2025LPLA
LPL Financial Holdings Inc.
AwardDirect6 shares- - May 23, 2025LPLA
LPL Financial Holdings Inc.
AwardDirect602 shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Aug 28, 2026 | LPLA LPL Financial Holdings Inc. | Award | 7 | - | $0 | Direct |
| Aug 3, 2026 | LPLA LPL Financial Holdings Inc. | Gift | 2,000 | - | $0 | Direct |
| Jun 4, 2026 | LPLA LPL Financial Holdings Inc. | Award | 10 | - | $0 | Direct |
| May 15, 2026 | LPLA LPL Financial Holdings Inc. | Award | 712 | - | $0 | Direct |
| May 7, 2026 | LPLA LPL Financial Holdings Inc. | Gift | 100 | - | $0 | Direct |
| Mar 24, 2026 | LPLA LPL Financial Holdings Inc. | Award | 10 | - | $0 | Direct |
| Dec 1, 2025 | LPLA LPL Financial Holdings Inc. | Award | 7 | - | - | Direct |
| Aug 29, 2025 | LPLA LPL Financial Holdings Inc. | Award | 7 | - | - | Direct |
| Jun 12, 2025 | LPLA LPL Financial Holdings Inc. | Award | 6 | - | - | Direct |
| May 23, 2025 | LPLA LPL Financial Holdings Inc. | Award | 602 | - | - | Direct |
1-10 of 12 transactions