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ROCKEFELLER & CO. LLC

SEC insider (Form 3/4/5 filer). CIK 0000315123. Insider at Rockefeller Multi Alternatives Portfolio (NONE) and 1 other issuer. 1 reported Form 4/5 transaction since Sep 2024; latest on Jul 18, 2025. Located in NEW YORK, NY.

Companies ROCKEFELLER & CO. LLC has filed insider reports for

  • Rockefeller Multi Alternatives Portfolio (NONE)
  • Rockefeller Municipal Opportunities Fund (RKMIX): 10% Owner
ROCKEFELLER & CO. LLC profile photo

ROCKEFELLER & CO. LLC

CIK: 0000315123

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)0 (0.0%)

Compensation grants

Other (G, F, J, C, D, …)1 (100.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

Rockefeller Multi Alternatives Portfolio logo
NONE

Rockefeller Multi Alternatives Portfolio

Rockefeller Municipal Opportunities Fund logo
RKMIX

Rockefeller Municipal Opportunities Fund

10% Owner

Discretionary Trading P&L

Holdings

Transaction History (1 total)

  • Rockefeller Municipal Opportunities Fund logo
    RKMIX

    Rockefeller Municipal Opportunities Fund

    Jul 18, 2025
    Disposition
    Direct
    5.1K shares at avg. $18.95$97K

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