Roque A. Santi

CIK: 0001316254

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)2 (20.0%)

Position reduction

Option Exercises (M)2 (20.0%)

Derivative conversions

Awards (A)4 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)2 (20.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

Axos Financial, Inc.

Director

Discretionary Trading P&L

Holdings

Transaction History (10 total)

AX
Axos Financial, Inc.
Aug 5, 2026
Sale(S)
Direct
500 shares at avg. $105.30$53K
AX
Axos Financial, Inc.
May 8, 2026
Sale(S)
Direct
500 shares at avg. $87.77$44K
AX
Axos Financial, Inc.
Nov 14, 2025
Disposition(D)
Direct
2.1K shares at avg. $79.12$170K
AX
Axos Financial, Inc.
Nov 14, 2025
Exercise(M)
Direct
4.3K shares at avg. $79.12$339K
AX
Axos Financial, Inc.
Nov 14, 2025
Award(A)
Restricted Stock Units
Direct
3.6K shares-
AX
Axos Financial, Inc.
Nov 14, 2024
Award(A)
Restricted Stock Units
Direct
0 shares-
AX
Axos Financial, Inc.
Nov 14, 2024
Award(A)
Restricted Stock Units
Direct
4.3K shares-
AX
Axos Financial, Inc.
Nov 14, 2024
Award(A)
Restricted Stock Units
Direct
4.3K shares-
AX
Axos Financial, Inc.
Aug 31, 2024
Exercise(M)
Direct
6K shares at avg. $69.43$417K
AX
Axos Financial, Inc.
Aug 31, 2024
Disposition(D)
Direct
3K shares at avg. $69.43$208K

		Type	Shares	Price		Ownership
Aug 5, 2026	AX Axos Financial, Inc.	Sale(S)	500	$105.30	$52,650	Direct
May 8, 2026	AX Axos Financial, Inc.	Sale(S)	500	$87.77	$43,885	Direct
Nov 14, 2025	AX Axos Financial, Inc.	Disposition(D)	2,144	$79.12	$169,633	Direct
Nov 14, 2025	AX Axos Financial, Inc.	Exercise(M)	4,289	$79.12	$339,346	Direct
Nov 14, 2025	AX Axos Financial, Inc.	Award(A) Restricted Stock Units	3,615	-	-	Direct
Nov 14, 2024	AX Axos Financial, Inc.	Award(A) Restricted Stock Units	0	-	-	Direct
Nov 14, 2024	AX Axos Financial, Inc.	Award(A) Restricted Stock Units	4,289	-	-	Direct
Nov 14, 2024	AX Axos Financial, Inc.	Award(A) Restricted Stock Units	4,289	-	-	Direct
Aug 31, 2024	AX Axos Financial, Inc.	Exercise(M)	6,000	$69.43	$416,580	Direct
Aug 31, 2024	AX Axos Financial, Inc.	Disposition(D)	2,999	$69.43	$208,221	Direct

1-10 of 10 transactions

About Santi Roque A

Santi Roque A (SEC CIK 0001316254) files insider reports with the SEC as Director of Axos Financial, Inc. (AX).

Signal8 holds 7 ownership filings by Santi Roque A, all Form 4s, filed between Sep 4, 2024 and Aug 7, 2026. Those filings report 10 transactions, from Aug 31, 2024 to Aug 5, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Santi Roque A's filings is in LAS VEGAS, NV.

Recent filings by Santi Roque A

Aug 5, 2026: Open-market sale of AX shares (Form 4, code S).
May 8, 2026: Open-market sale of AX shares (Form 4, code S).
Nov 14, 2025: Disposition to issuer transaction of AX shares (Form 4, code D).
Nov 14, 2025: Option exercise of AX shares (Form 4, code M).
Nov 14, 2025: Grant or award of AX derivative securities (Form 4, code A).

Other insiders filing for Axos Financial, Inc. (AX)

THIELE CANDACE L, Officer
Walsh Derrick, EVP, Chief Financial Officer
Tolla John Charles, EVP, Chief Risk Officer
Watson Michael James, Officer
MATSUMOTO RAYMOND D, Officer
GILL ANN, Officer

How to read Form 4 transaction codes