SMITH CHARLES A
SEC insider (Form 3/4/5 filer). CIK 0001977796. Chief Risk Officer at MORGAN STANLEY (MS). 6 reported Form 4/5 transactions since Sep 2024; latest on Jan 20, 2026. Located in NEW YORK, NY.
Companies SMITH CHARLES A has filed insider reports for
- MORGAN STANLEY (MS): Officer, Chief Risk Officer
SMITH CHARLES A
CIK: 0001977796
Transaction Breakdown
Open Market Buys (P)0 (0.0%)
High conviction signal
Open Market Sales (S)2 (33.3%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)2 (33.3%)
Compensation grants
Other (G, F, J, C, D, …)2 (33.3%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
MS
MORGAN STANLEY
Officer
Discretionary Trading P&L
Holdings
Transaction History (6 total)
- Jan 20, 2026MS
MORGAN STANLEY
SaleDirect8.5K shares at avg. $182.08$1.5M - Jan 16, 2026MS
MORGAN STANLEY
AwardDirect24.6K shares- - Jan 16, 2026MS
MORGAN STANLEY
Tax PaymentDirect17.4K shares at avg. $191.23$3.3M - Jul 17, 2025MS
MORGAN STANLEY
SaleDirect20K shares at avg. $140.30$2.8M - Jan 17, 2025MS
MORGAN STANLEY
AwardDirect29.3K shares- - Jan 17, 2025MS
MORGAN STANLEY
Tax PaymentDirect20.2K shares at avg. $135.81$2.7M
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Jan 20, 2026 | MS MORGAN STANLEY | Sale | 8,500 | $182.08 | $1,547,686 | Direct |
| Jan 16, 2026 | MS MORGAN STANLEY | Award | 24,589 | - | $0 | Direct |
| Jan 16, 2026 | MS MORGAN STANLEY | Tax Payment | 17,401 | $191.23 | $3,327,593 | Direct |
| Jul 17, 2025 | MS MORGAN STANLEY | Sale | 20,000 | $140.30 | $2,805,918 | Direct |
| Jan 17, 2025 | MS MORGAN STANLEY | Award | 29,329 | - | $0 | Direct |
| Jan 17, 2025 | MS MORGAN STANLEY | Tax Payment | 20,237 | $135.81 | $2,748,387 | Direct |
1-6 of 6 transactions