Stephens John Charles
SEC insider (Form 3/4/5 filer). CIK 0001925493. Secretary at Pomona Investment Fund (NONE). 4 reported Form 4/5 transactions since Sep 2024; latest on Jun 30, 2026. Located in NEW YORK, NY.
Companies Stephens John Charles has filed insider reports for
- Pomona Investment Fund (NONE): Officer, Secretary
Stephens John Charles
CIK: 0001925493
Transaction Breakdown
Open Market Buys (P)2 (50.0%)
High conviction signal
Open Market Sales (S)1 (25.0%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)1 (25.0%)
Compensation grants
Other (G, F, J, C, D, …)0 (0.0%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
NONE
Pomona Investment Fund
Officer
Discretionary Trading P&L
Holdings
Transaction History (4 total)
- Jun 30, 2026No ticker
Pomona Investment Fund
SaleDirect12.3K shares at avg. $16.46$202K - Nov 3, 2025No ticker
Pomona Investment Fund
PurchaseDirect6.8K shares at avg. $17.03$115K - Apr 1, 2025No ticker
Pomona Investment Fund
PurchaseDirect6.8K shares at avg. $16.13$109K - Apr 1, 2024No ticker
Pomona Investment Fund
AwardDirect5.2K shares at avg. $15.91$83K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Jun 30, 2026 | No ticker Pomona Investment Fund | Sale | 12,252 | $16.46 | $201,719 | Direct |
| Nov 3, 2025 | No ticker Pomona Investment Fund | Purchase | 6,760 | $17.03 | $115,110 | Direct |
| Apr 1, 2025 | No ticker Pomona Investment Fund | Purchase | 6,760 | $16.13 | $109,042 | Direct |
| Apr 1, 2024 | No ticker Pomona Investment Fund | Award | 5,189 | $15.91 | $82,574 | Direct |
1-4 of 4 transactions