Swanson David
SEC insider (Form 3/4/5 filer). CIK 0001298613. Director at RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) and 1 other issuer. 3 reported Form 4/5 transactions since Sep 2024; latest on Sep 24, 2026. Located in WEST PALM BEACH, FL.
Companies Swanson David has filed insider reports for
- RIVERNORTH OPPORTUNITIES FUND, INC. (RIV): Director
- RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPP.A): Director
Swanson David
CIK: 0001298613
Transaction Breakdown
Open Market Buys (P)0 (0.0%)
High conviction signal
Open Market Sales (S)1 (33.3%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)1 (33.3%)
Compensation grants
Other (G, F, J, C, D, …)1 (33.3%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (3 total)
- Sep 24, 2026RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
OtherDirect459 shares at avg. $10.49$5K - May 26, 2026OPP.A
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
SaleDirect505 shares at avg. $16.69$8K - Dec 30, 2024OPP
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
AwardDirect1.4K shares at avg. $8.29$12K
1-3 of 3 transactions